Alberta Securities Commission – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Fri, 24 Jan 2025 19:05:57 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Alberta Securities Commission – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 ASC, BCSC join settlement with crypto companies https://uat-phoenix.investmentexecutive.com/news/asc-bcsc-join-settlement-with-crypto-companies/ Fri, 24 Jan 2025 19:05:57 +0000 https://www.investmentexecutive.com/?p=500961 ASC issues permanent ban on man who promoted fake legal services startup https://uat-phoenix.investmentexecutive.com/news/asc-issues-permanent-ban-on-man-who-promoted-fake-legal-services-startup/ Fri, 13 Dec 2024 20:52:26 +0000 https://www.investmentexecutive.com/?p=498538 ASC sanctions accountant’s fraud https://uat-phoenix.investmentexecutive.com/news/asc-sanctions-accountants-fraud/ Fri, 06 Dec 2024 22:37:23 +0000 https://www.investmentexecutive.com/?p=498145 Regulators rule out discretionary AI trading, for now https://uat-phoenix.investmentexecutive.com/news/regulators-rule-out-discretionary-ai-trading-for-now/ Thu, 05 Dec 2024 21:47:19 +0000 https://www.investmentexecutive.com/?p=498037 CIRO poised to take over dealer registration https://uat-phoenix.investmentexecutive.com/news/ciro-poised-to-take-over-dealer-registration/ Wed, 20 Nov 2024 18:37:45 +0000 https://www.investmentexecutive.com/?p=497037 CSA to expand electronic access disclosure model https://uat-phoenix.investmentexecutive.com/news/csa-to-expand-electronic-access-disclosure-model/ Tue, 19 Nov 2024 21:02:50 +0000 https://www.investmentexecutive.com/?p=496994 Women welcome on boards, scarce in C-suites https://uat-phoenix.investmentexecutive.com/news/women-welcome-on-boards-scarce-in-c-suites/ Wed, 30 Oct 2024 17:50:43 +0000 https://www.investmentexecutive.com/?p=495709 ASC shifts its approach to costs orders https://uat-phoenix.investmentexecutive.com/news/asc-shifts-its-approach-to-costs-orders/ Mon, 21 Oct 2024 18:05:05 +0000 https://www.investmentexecutive.com/?p=495167 CSA seeks fund disclosure overhaul https://uat-phoenix.investmentexecutive.com/news/csa-seeks-fund-disclosure-overhaul/ Thu, 19 Sep 2024 19:35:45 +0000 https://www.investmentexecutive.com/?p=493111 Alberta fraudster gets four years in jail https://uat-phoenix.investmentexecutive.com/news/alberta-fraudster-gets-four-years-in-jail/ Fri, 16 Aug 2024 17:59:41 +0000 https://www.investmentexecutive.com/?p=491307