Canadian Insurance Services Regulatory Organization – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Wed, 08 Jan 2025 21:02:41 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Canadian Insurance Services Regulatory Organization – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 Closing the gap between mutual, seg fund regulation https://uat-phoenix.investmentexecutive.com/news/closing-the-gap-between-mutual-seg-fund-regulation/ Wed, 08 Jan 2025 21:02:41 +0000 https://www.investmentexecutive.com/?p=499805 LLQP exam fees going up next month in Ontario https://uat-phoenix.investmentexecutive.com/news/llqp-exam-fees-going-up-next-month-in-ontario/ Wed, 17 Jul 2024 20:30:25 +0000 https://www.investmentexecutive.com/?p=489526 FSRA tightens the screws on seg fund DSCs https://uat-phoenix.investmentexecutive.com/news/frsa-tightens-the-screws-on-seg-fund-dscs/ Tue, 09 Jan 2024 16:24:18 +0000 https://www.investmentexecutive.com/?p=478284 Mutual fund chargebacks to face CSA scrutiny https://uat-phoenix.investmentexecutive.com/news/mutual-fund-chargebacks-to-face-csa-scrutiny/ Thu, 01 Jun 2023 19:10:56 +0000 https://www.investmentexecutive.com/?p=466724 Advisor chargebacks need robust controls, regulators say https://uat-phoenix.investmentexecutive.com/news/advisor-chargebacks-need-robust-controls-regulators-say/ Mon, 15 May 2023 19:22:06 +0000 https://www.investmentexecutive.com/?p=465614 FSRA proposes DSC ban for seg funds https://uat-phoenix.investmentexecutive.com/news/fsra-proposes-dsc-ban-for-seg-funds/ Fri, 25 Nov 2022 16:12:58 +0000 https://www.investmentexecutive.com/?p=456405 Regulators seek radical transparency for fund fees https://uat-phoenix.investmentexecutive.com/news/regulators-seek-radical-transparency-for-fund-fees/ Thu, 28 Apr 2022 17:44:04 +0000 https://www.investmentexecutive.com/?p=443542 New guidance targets unfair incentive practices https://uat-phoenix.investmentexecutive.com/news/new-guidance-targets-unfair-incentive-practices/ Thu, 17 Feb 2022 20:39:49 +0000 https://www.investmentexecutive.com/?p=439552 Seg funds to face DSC ban too https://uat-phoenix.investmentexecutive.com/news/seg-funds-to-face-dsc-ban-too/ Thu, 10 Feb 2022 18:36:34 +0000 https://www.investmentexecutive.com/?p=439099 Insurance regulators release final guidance on fair treatment of customers https://uat-phoenix.investmentexecutive.com/news/insurance-regulators-release-final-guidance-on-fair-treatment-of-customers/ Thu, 27 Sep 2018 21:00:40 +0000 https://www.investmentexecutive.com/?p=356461