Canadian Investment Regulatory Organization – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Fri, 31 Jan 2025 21:06:13 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Canadian Investment Regulatory Organization – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 CFR compliance sweep report on tap https://uat-phoenix.investmentexecutive.com/news/cfr-compliance-sweep-report-on-tap/ Fri, 31 Jan 2025 21:06:13 +0000 https://www.investmentexecutive.com/?p=501492 New CIRO fee model gets OSC approval https://uat-phoenix.investmentexecutive.com/news/new-ciro-fee-model-gets-osc-approval/ Thu, 30 Jan 2025 20:38:35 +0000 https://www.investmentexecutive.com/?p=501348 CSA to match SEC on trading fee caps https://uat-phoenix.investmentexecutive.com/news/csa-to-match-sec-on-trading-fee-caps/ Thu, 23 Jan 2025 18:55:14 +0000 https://www.investmentexecutive.com/?p=500845 CIRO panel revokes third-party order https://uat-phoenix.investmentexecutive.com/news/ciro-panel-revokes-third-party-order/ Mon, 13 Jan 2025 22:14:03 +0000 https://www.investmentexecutive.com/?p=500120 Courts making little use of restitution orders https://uat-phoenix.investmentexecutive.com/news/courts-making-little-use-of-restitution-orders/ Thu, 09 Jan 2025 21:56:19 +0000 https://www.investmentexecutive.com/?p=499901 CIRO floats short-selling reforms https://uat-phoenix.investmentexecutive.com/news/ciro-floats-short-selling-reforms/ Thu, 09 Jan 2025 20:10:24 +0000 https://www.investmentexecutive.com/?p=499895 CIRO seeks feedback on proposed CE harmonization https://uat-phoenix.investmentexecutive.com/news/ciro-seeks-feedback-on-proposed-ce-harmonization/ Thu, 19 Dec 2024 20:37:11 +0000 https://www.investmentexecutive.com/?p=498951 CIRO to match SEC on trading increments https://uat-phoenix.investmentexecutive.com/news/ciro-to-match-sec-on-trading-increments/ Thu, 12 Dec 2024 19:28:10 +0000 https://www.investmentexecutive.com/?p=498461 Ex-fund rep used online brokers with clients https://uat-phoenix.investmentexecutive.com/news/ex-fund-rep-used-online-brokers-with-clients/ Mon, 09 Dec 2024 20:15:52 +0000 https://www.investmentexecutive.com/?p=498196 CIRO sanctions another ex-trader in disclosure case https://uat-phoenix.investmentexecutive.com/news/ciro-sanctions-another-ex-trader-in-disclosure-case/ Fri, 06 Dec 2024 18:02:08 +0000 https://www.investmentexecutive.com/?p=498088