Commodity Futures Trading Commission – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Tue, 04 Feb 2025 21:09:10 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Commodity Futures Trading Commission – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 CFTC revamps enforcement division https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/cftc-revamps-enforcement-division/ Tue, 04 Feb 2025 21:09:10 +0000 https://www.investmentexecutive.com/?p=501763 Regulator slims its roster of task forces, signals shift in focus

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]]> Binary options fraudsters ordered to pay US$450 million https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/binary-options-fraudsters-ordered-to-pay-us450-million/ Thu, 30 Jan 2025 22:19:56 +0000 https://www.investmentexecutive.com/?p=501364 U.S. district court issues default judgment in global scheme

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]]> CFTC pledges enhanced public consultation https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/cftc-pledges-enhanced-public-consultation/ Mon, 27 Jan 2025 20:22:13 +0000 https://www.investmentexecutive.com/?p=501044 Regulator to seek feedback on emerging issues, particularly in crypto

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]]> SEC launches crypto task force https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/sec-launches-crypto-task-force/ Tue, 21 Jan 2025 21:05:38 +0000 https://www.investmentexecutive.com/?p=500668 Hester Peirce to lead agency's effort to bring more certainty to crypto sector

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]]> Global regs seek safer margin calls https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/global-regs-seek-safer-margin-calls/ Wed, 15 Jan 2025 22:30:10 +0000 https://www.investmentexecutive.com/?p=500312 Policymakers aim to address issues exposed in March 2020 market stress

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]]> Crypto exchange gets second US$100-million penalty https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/crypto-exchange-gets-second-us100-million-penalty/ Wed, 15 Jan 2025 21:55:57 +0000 https://www.investmentexecutive.com/?p=500213 BitMEX sanctioned in U.S. for anti-money laundering, KYC violations

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]]> CFTC sees turnover ahead of new Trump administration https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/cftc-sees-turnover-ahead-of-new-trump-administration/ Fri, 10 Jan 2025 19:58:54 +0000 https://www.investmentexecutive.com/?p=499973 Regulator's head of enforcement, chair to depart next week

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]]> CFTC boasts of record year for enforcement https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/cftc-boasts-of-record-year-for-enforcement/ Thu, 05 Dec 2024 19:01:04 +0000 https://www.investmentexecutive.com/?p=498003 A pair of major crypto cases drove monetary relief to record heights

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]]> With Trump’s return, Gensler to leave SEC https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/with-trumps-return-gensler-to-leave-sec/ Thu, 21 Nov 2024 20:00:43 +0000 https://www.investmentexecutive.com/?p=497170 Departure clears the way for Republicans to name new top regulator

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]]> CFTC alleges Canadian firm ran a Ponzi scheme https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/cftc-alleges-canadian-firm-ran-a-ponzi-scheme/ Wed, 16 Oct 2024 18:52:00 +0000 https://www.investmentexecutive.com/?p=494893 Court issues asset freeze, sets hearing for end of October

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