FAIR Canada – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Thu, 20 Oct 2022 19:35:10 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png FAIR Canada – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 Consumer groups call for action on ombudservice https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/consumer-groups-call-for-action-on-ombudservice/ Thu, 20 Oct 2022 19:35:10 +0000 https://www.investmentexecutive.com/?p=453907 Binding authority, single banking complaint body demanded

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]]> Industry moves this week https://uat-phoenix.investmentexecutive.com/news/people/industry-moves-this-week-15/ Thu, 06 Oct 2022 20:12:16 +0000 https://www.investmentexecutive.com/?p=453182 Shifts occurred across all industry segments

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]]> Advocacy groups slam Ontario on advisor education https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/advocacy-groups-slam-ontario-on-advisor-education/ Thu, 22 Sep 2022 17:48:44 +0000 https://www.investmentexecutive.com/?p=451964 Groups laud Saskatchewan's interest in higher standards

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]]> Industry moves this week https://uat-phoenix.investmentexecutive.com/news/people/industry-moves-this-week-8/ Fri, 22 Jul 2022 19:38:00 +0000 https://www.investmentexecutive.com/?p=448418 Updates were made to various industry boards

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]]> CSA seeks “access equals delivery” for most filings https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/csa-seeks-access-equals-delivery-for-most-filings/ Thu, 07 Apr 2022 17:29:34 +0000 https://www.investmentexecutive.com/?p=442182 Proposed regime would apply to prospectuses and financials but not proxies

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]]> Advocates seek sole role for OBSI https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/advocates-seek-sole-role-for-obsi/ Thu, 24 Feb 2022 21:37:39 +0000 https://www.investmentexecutive.com/?p=439952 Consumer groups call on Freeland to designate OBSI as binding bank ombud

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]]> MFDA funds investor legal aid clinic https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/mfda-funds-investor-legal-aid-clinic/ Tue, 02 Nov 2021 18:46:22 +0000 https://www.investmentexecutive.com/?p=432762 The SRO is supporting Osgoode's investor service for two years

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]]> FAIR Canada blasts banks for trimming shelves https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/fair-canada-blasts-banks-for-trimming-shelves/ Wed, 15 Sep 2021 19:16:24 +0000 https://www.investmentexecutive.com/?p=428744 The advocacy group calls for action to preserve competition and protect investors

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]]> Plan for new SRO gets positive reviews from advocates, industry https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/plan-for-new-sro-gets-positive-reviews-from-advocates-industry/ Wed, 04 Aug 2021 19:47:28 +0000 https://www.investmentexecutive.com/?p=426355 The CSA's plan received broad support, but there's plenty of work to do on the details

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]]> ASC seeks new ways to connect start-ups with investors https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/asc-seeks-new-ways-to-connect-start-ups-with-investors/ Thu, 25 Mar 2021 18:32:41 +0000 https://www.investmentexecutive.com/?p=418651 The regulator has proposed a new mechanism to replace Northwestern exemption

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