Financial Conduct Authority – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Thu, 06 Feb 2025 20:04:21 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Financial Conduct Authority – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 FCA to pay investors for complaint delays https://uat-phoenix.investmentexecutive.com/news/fca-to-pay-investors-for-complaint-delays/ Thu, 06 Feb 2025 20:04:21 +0000 https://www.investmentexecutive.com/?p=501980 FCA hits ex-analyst with confiscation order https://uat-phoenix.investmentexecutive.com/news/fca-hits-ex-analyst-with-confiscation-order/ Mon, 03 Feb 2025 18:03:12 +0000 https://www.investmentexecutive.com/?p=501567 FCA aims to ease retail access to bond markets https://uat-phoenix.investmentexecutive.com/news/fca-aims-to-ease-retail-access-to-bond-markets/ Fri, 31 Jan 2025 19:36:03 +0000 https://www.investmentexecutive.com/?p=501486 Banks settle OTC bond class action https://uat-phoenix.investmentexecutive.com/news/banks-settle-otc-bond-class-action/ Fri, 24 Jan 2025 19:13:35 +0000 https://www.investmentexecutive.com/?p=500968 Capital markets vulnerable to criminals: FCA https://uat-phoenix.investmentexecutive.com/news/capital-markets-vulnerable-to-criminals-fca/ Thu, 23 Jan 2025 19:11:12 +0000 https://www.investmentexecutive.com/?p=500852 Global anti-greenwashing efforts on the rise: ISS https://uat-phoenix.investmentexecutive.com/news/global-anti-greenwashing-efforts-on-the-rise-iss/ Tue, 21 Jan 2025 19:56:57 +0000 https://www.investmentexecutive.com/?p=500657 FCA sets out to redesign U.K. retail investment disclosure https://uat-phoenix.investmentexecutive.com/news/fca-sets-out-to-redesign-uk-retail-investment-disclosure/ Thu, 19 Dec 2024 19:23:36 +0000 https://www.investmentexecutive.com/?p=498942 FCA unveils private stock market plans https://uat-phoenix.investmentexecutive.com/news/fca-unveils-private-stock-market-plans/ Tue, 17 Dec 2024 19:34:50 +0000 https://www.investmentexecutive.com/?p=498740 FCA launches crypto regime consultation https://uat-phoenix.investmentexecutive.com/news/fca-launches-crypto-regime-consultation/ Mon, 16 Dec 2024 19:28:16 +0000 https://www.investmentexecutive.com/?p=498631 FCA aims to fill the advice gap for mid-market U.K. investors https://uat-phoenix.investmentexecutive.com/news/fca-aims-to-fill-the-advice-gap-for-mid-market-u-k-investors/ Thu, 12 Dec 2024 21:06:30 +0000 https://www.investmentexecutive.com/?p=498479