Investment Industry Regulatory Organization of Canada – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Thu, 09 Jan 2025 21:13:10 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Investment Industry Regulatory Organization of Canada – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 CIRO floats short-selling reforms https://uat-phoenix.investmentexecutive.com/news/ciro-floats-short-selling-reforms/ Thu, 09 Jan 2025 20:10:24 +0000 https://www.investmentexecutive.com/?p=499895 CSA orders crypto firms to start joining CIRO https://uat-phoenix.investmentexecutive.com/news/csa-orders-crypto-firms-to-start-joining-ciro/ Tue, 06 Aug 2024 19:06:17 +0000 https://www.investmentexecutive.com/?p=490569 Tribunal trims sanctions against former rep https://uat-phoenix.investmentexecutive.com/news/tribunal-trims-sanctions-against-former-rep/ Fri, 26 Jan 2024 21:19:19 +0000 https://www.investmentexecutive.com/?p=479364 CIRO sanctions dealer’s supervisory lapses https://uat-phoenix.investmentexecutive.com/news/ciro-sanctions-dealers-supervisory-lapses/ Thu, 21 Dec 2023 22:11:28 +0000 https://www.investmentexecutive.com/?p=477800 CIRO drops harmonized sanctions guidance https://uat-phoenix.investmentexecutive.com/news/ciro-drops-harmonized-sanctions-guidance/ Thu, 21 Dec 2023 21:57:26 +0000 https://www.investmentexecutive.com/?p=477784 CIRO takes step toward consolidated dealer rules https://uat-phoenix.investmentexecutive.com/news/ciro-takes-step-toward-consolidated-dealer-rules/ Fri, 20 Oct 2023 20:32:43 +0000 https://www.investmentexecutive.com/?p=473795 Tribunal finds SRO panel erred https://uat-phoenix.investmentexecutive.com/news/tribunal-finds-sro-panel-erred/ Mon, 16 Oct 2023 20:18:39 +0000 https://www.investmentexecutive.com/?p=473421 With costs projected to increase 9% in fiscal 2024, CIRO’s fees are also heading higher https://uat-phoenix.investmentexecutive.com/news/with-costs-projected-to-increase-9-in-fiscal-2024-ciros-fees-are-also-heading-higher/ Tue, 26 Sep 2023 18:14:12 +0000 https://www.investmentexecutive.com/?p=472211 CIRO seeks margin rules for PPNs https://uat-phoenix.investmentexecutive.com/news/ciro-seeks-margin-rules-for-ppns/ Thu, 20 Jul 2023 21:19:28 +0000 https://www.investmentexecutive.com/?p=469044 CIRO tackling array of high-profile policy challenges https://uat-phoenix.investmentexecutive.com/news/ciro-tackling-array-of-high-profile-policy-challenges/ Tue, 30 May 2023 17:56:54 +0000 https://www.investmentexecutive.com/?p=466447