MFDA Investor Protection Corp. – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Thu, 18 Nov 2021 17:14:06 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png MFDA Investor Protection Corp. – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 New SRO by end of 2022, CSA pledges https://uat-phoenix.investmentexecutive.com/news/new-sro-by-end-of-2022-csa-pledges/ Thu, 18 Nov 2021 17:14:06 +0000 https://www.investmentexecutive.com/?p=434171 Plan for new SRO gets positive reviews from advocates, industry https://uat-phoenix.investmentexecutive.com/news/plan-for-new-sro-gets-positive-reviews-from-advocates-industry/ Wed, 04 Aug 2021 19:47:28 +0000 https://www.investmentexecutive.com/?p=426355 If the regulator or SRO comes knocking, answer the door https://uat-phoenix.investmentexecutive.com/inside-track_/if-the-regulator-or-sro-comes-knocking-answer-the-door/ Fri, 17 May 2019 20:00:50 +0000 https://www.investmentexecutive.com/?p=381738 OSC updating oversight of investor protection funds https://uat-phoenix.investmentexecutive.com/news/osc-updating-oversight-of-investor-protection-funds/ Thu, 25 Apr 2019 16:50:55 +0000 https://www.investmentexecutive.com/?p=380643 MFDA IPC pays out $7 million in WHS claims https://uat-phoenix.investmentexecutive.com/news/mfda-ipc-pays-out-7-million-in-whs-claims/ Tue, 03 Nov 2015 15:55:00 +0000 https://www.investmentexecutive.com/uncategorized/mfda-ipc-pays-out-7-million-in-whs-claims/ Fund dealers facing $8M assessment: report https://uat-phoenix.investmentexecutive.com/news/fund-dealers-facing-8m-assessment-report/ Wed, 22 Oct 2014 20:30:00 +0000 https://www.investmentexecutive.com/uncategorized/fund-dealers-facing-8m-assessment-report/ MFDA IPC announces new president https://uat-phoenix.investmentexecutive.com/news/mfda-ipc-announces-new-president/ Tue, 10 Jun 2014 19:45:00 +0000 https://www.investmentexecutive.com/uncategorized/mfda-ipc-announces-new-president/ W.H. Stuart claims near $8 million mark https://uat-phoenix.investmentexecutive.com/news/w-h-stuart-claims-near-8-million-mark/ Fri, 25 Oct 2013 20:50:00 +0000 https://www.investmentexecutive.com/uncategorized/w-h-stuart-claims-near-8-million-mark/ MFDA contingency fund secures $20 million in coverage https://uat-phoenix.investmentexecutive.com/news/mfda-contingency-fund-secures-20-million-in-coverage/ Fri, 27 Jul 2012 19:15:00 +0000 https://www.investmentexecutive.com/uncategorized/mfda-contingency-fund-secures-20-million-in-coverage/ MDFA to boost size of contingency fund https://uat-phoenix.investmentexecutive.com/news/mdfa-to-boost-size-of-contingency-fund/ Tue, 26 Oct 2010 19:12:00 +0000 https://www.investmentexecutive.com/uncategorized/mdfa-to-boost-size-of-contingency-fund/