Ontario Securities Commission – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Mon, 03 Feb 2025 18:55:59 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Ontario Securities Commission – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 Ontario tribunal bans, fines crypto platform https://uat-phoenix.investmentexecutive.com/news/ontario-tribunal-bans-fines-crypto-platform/ Mon, 03 Feb 2025 18:55:59 +0000 https://www.investmentexecutive.com/?p=501588 CFR compliance sweep report on tap https://uat-phoenix.investmentexecutive.com/news/cfr-compliance-sweep-report-on-tap/ Fri, 31 Jan 2025 21:06:13 +0000 https://www.investmentexecutive.com/?p=501492 New CIRO fee model gets OSC approval https://uat-phoenix.investmentexecutive.com/news/new-ciro-fee-model-gets-osc-approval/ Thu, 30 Jan 2025 20:38:35 +0000 https://www.investmentexecutive.com/?p=501348 Bridging receivership back in court next week https://uat-phoenix.investmentexecutive.com/news/bridging-receivership-back-in-court-next-week/ Wed, 29 Jan 2025 21:00:33 +0000 https://www.investmentexecutive.com/?p=501283 Bridging investors deserve their day in court: judge https://uat-phoenix.investmentexecutive.com/news/bridging-investors-deserve-their-day-in-court-judge/ Thu, 23 Jan 2025 19:54:07 +0000 https://www.investmentexecutive.com/?p=500856 Courts making little use of restitution orders https://uat-phoenix.investmentexecutive.com/news/courts-making-little-use-of-restitution-orders/ Thu, 09 Jan 2025 21:56:19 +0000 https://www.investmentexecutive.com/?p=499901 Tribunal sets sanctions in record crypto fraud https://uat-phoenix.investmentexecutive.com/news/tribunal-sets-sanctions-in-record-crypto-fraud/ Fri, 20 Dec 2024 21:53:40 +0000 https://www.investmentexecutive.com/?p=499080 Issuer sanctioned by OSC for misleading disclosure https://uat-phoenix.investmentexecutive.com/news/issuer-sanctioned-by-osc-for-misleading-disclosure/ Thu, 12 Dec 2024 18:21:55 +0000 https://www.investmentexecutive.com/?p=498441 Research finds paying whistleblowers works https://uat-phoenix.investmentexecutive.com/news/research-finds-paying-whistleblowers-works/ Wed, 11 Dec 2024 11:41:55 +0000 https://www.investmentexecutive.com/?p=498308 Review finds crypto firms sloppy with KYC too https://uat-phoenix.investmentexecutive.com/news/review-finds-crypto-firms-sloppy-with-kyc-too/ Tue, 10 Dec 2024 20:53:07 +0000 https://www.investmentexecutive.com/?p=498285