Pro-Financial Asset Management Inc. – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Fri, 07 Jun 2019 16:11:02 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Pro-Financial Asset Management Inc. – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 Pro-Financial and former CEO fined for breaching securities laws https://uat-phoenix.investmentexecutive.com/news/pro-financial-and-former-ceo-fined-for-breaching-securities-laws/ Tue, 24 Apr 2018 21:45:03 +0000 https://www.investmentexecutive.com/?p=349435 Pro-Financial breached securities laws, OSC panel finds https://uat-phoenix.investmentexecutive.com/news/pro-financial-breached-securities-laws-osc-panel-finds/ Mon, 24 Apr 2017 20:30:00 +0000 https://www.investmentexecutive.com/uncategorized/pro-financial-breached-securities-laws-osc-panel-finds/ OSC rejects motion to dismiss allegations https://uat-phoenix.investmentexecutive.com/news/osc-rejects-motion-to-dismiss-allegations/ Tue, 01 Dec 2015 19:50:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-rejects-motion-to-dismiss-allegations/ OSC denies registration for Pro-Financial founder https://uat-phoenix.investmentexecutive.com/news/osc-denies-registration-for-pro-financial-founder/ Mon, 14 Sep 2015 16:50:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-denies-registration-for-pro-financial-founder/ OSC bans former Pro-Financial compliance chief https://uat-phoenix.investmentexecutive.com/news/osc-bans-former-pro-financial-compliance-chief/ Mon, 29 Jun 2015 16:50:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-bans-former-pro-financial-compliance-chief/ Kingship rebrands as Smart https://uat-phoenix.investmentexecutive.com/news/kingship-rebrands-as-smart/ Mon, 19 Jan 2015 15:00:00 +0000 https://www.investmentexecutive.com/uncategorized/kingship-rebrands-as-smart/ OSC approves revised Kingship, Pro-Financial deal https://uat-phoenix.investmentexecutive.com/news/osc-approves-revised-kingship-pro-financial-deal/ Thu, 17 Jul 2014 14:20:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-approves-revised-kingship-pro-financial-deal/ OSC to reconsider Kingship’s acquisition plans https://uat-phoenix.investmentexecutive.com/news/osc-to-reconsider-kingships-acquisition-plans/ Fri, 04 Jul 2014 17:10:00 +0000 https://www.investmentexecutive.com/uncategorized/osc-to-reconsider-kingships-acquisition-plans/ Pro-Financial ordered to suspend distribution of index funds https://uat-phoenix.investmentexecutive.com/news/pro-financial-ordered-to-suspend-distribution-of-index-funds/ Wed, 28 May 2014 12:50:00 +0000 https://www.investmentexecutive.com/uncategorized/pro-financial-ordered-to-suspend-distribution-of-index-funds/ Pro-Financial ordered to stop selling funds to new investors https://uat-phoenix.investmentexecutive.com/news/pro-financial-ordered-to-stop-selling-funds-to-new-investors/ Tue, 18 Mar 2014 20:40:00 +0000 https://www.investmentexecutive.com/uncategorized/pro-financial-ordered-to-stop-selling-funds-to-new-investors/