Saskatchewan Financial Services Commission – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Thu, 20 Jun 2024 19:40:44 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Saskatchewan Financial Services Commission – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 EMDs allowed to play in prospectus deals https://uat-phoenix.investmentexecutive.com/news/emds-allowed-to-play-in-prospectus-deals/ Thu, 20 Jun 2024 16:51:25 +0000 https://www.investmentexecutive.com/?p=488116 Female execs remain scarce, as directors gain ground https://uat-phoenix.investmentexecutive.com/news/female-execs-remain-scarce-as-directors-gain-ground/ Wed, 02 Oct 2019 16:35:05 +0000 https://www.investmentexecutive.com/?p=388094 Sask. regulators issue warning on TradeRush https://uat-phoenix.investmentexecutive.com/news/sask-regulators-issue-warning-on-traderush/ Wed, 21 May 2014 20:35:00 +0000 https://www.investmentexecutive.com/uncategorized/sask-regulators-issue-warning-on-traderush/ SFSC cease trades Bitcoin firm https://uat-phoenix.investmentexecutive.com/news/sfsc-cease-trades-bitcoin-firm/ Fri, 02 May 2014 18:20:00 +0000 https://www.investmentexecutive.com/uncategorized/sfsc-cease-trades-bitcoin-firm/ Sask. crowdfunding rule opposed https://uat-phoenix.investmentexecutive.com/news/sask-crowdfunding-rule-opposed/ Thu, 07 Nov 2013 22:20:00 +0000 https://www.investmentexecutive.com/uncategorized/sask-crowdfunding-rule-opposed/ Sask. regulator orders compensation for investors https://uat-phoenix.investmentexecutive.com/news/sask-regulator-orders-compensation-for-investors/ Mon, 04 Jun 2012 12:00:00 +0000 https://www.investmentexecutive.com/uncategorized/sask-regulator-orders-compensation-for-investors/ Pension unlocking scams prompt SFSC warning https://uat-phoenix.investmentexecutive.com/news/pension-unlocking-scams-prompt-sfsc-warning/ Wed, 18 Apr 2012 20:30:00 +0000 https://www.investmentexecutive.com/uncategorized/pension-unlocking-scams-prompt-sfsc-warning/ Saskatchewan court dismisses appeal by advisor, firm https://uat-phoenix.investmentexecutive.com/news/saskatchewan-court-dismisses-appeal-by-advisor-firm/ Thu, 05 Apr 2012 17:15:00 +0000 https://www.investmentexecutive.com/uncategorized/saskatchewan-court-dismisses-appeal-by-advisor-firm/ Sask regulator cease trades UFX Bank https://uat-phoenix.investmentexecutive.com/news/sask-regulator-cease-trades-ufx-bank/ Thu, 23 Feb 2012 21:55:00 +0000 https://www.investmentexecutive.com/uncategorized/sask-regulator-cease-trades-ufx-bank/ Court refuses to strike down lawsuit filed against MFDA, SFSC https://uat-phoenix.investmentexecutive.com/news/court-refuses-to-strike-down-lawsuit-filed-against-mfda-sfsc/ Tue, 04 Jan 2011 17:17:00 +0000 https://www.investmentexecutive.com/uncategorized/court-refuses-to-strike-down-lawsuit-filed-against-mfda-sfsc/