advisors – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Fri, 07 Feb 2025 16:37:55 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png advisors – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 Stable outlook for U.S. retail brokers: Moody’s https://uat-phoenix.investmentexecutive.com/news/research-and-markets/stable-outlook-for-u-s-retail-brokers-moodys/ Fri, 07 Feb 2025 16:37:55 +0000 https://www.investmentexecutive.com/?p=501984 Demand for advice, strong markets to drive growth in client assets

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]]> Opinion: ‘Flynancial’ advisor ad is a reminder of how title protection falls short https://uat-phoenix.investmentexecutive.com/news/industry-news/opinion-flynancial-advisor-ad-is-a-reminder-of-how-title-protection-falls-short/ Fri, 10 Jan 2025 16:10:13 +0000 https://www.investmentexecutive.com/?p=499869 Clients expect advisors to offer advice competently and to their advantage

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]]> Closing the gap between mutual, seg fund regulation https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/closing-the-gap-between-mutual-seg-fund-regulation/ Wed, 08 Jan 2025 21:02:41 +0000 https://www.investmentexecutive.com/?p=499805 CCIR, CISRO propose new guidance on the design, distribution of seg funds

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]]> The great wealth transfer or the great disappointment? https://uat-phoenix.investmentexecutive.com/news/research-and-markets/the-great-wealth-transfer-or-the-great-disappointment/ Fri, 03 Jan 2025 20:14:55 +0000 https://www.investmentexecutive.com/?p=499465 Over a third of Canadians between 18 and 34 in Vanguard survey said an inheritance is key to meeting their financial goals

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]]> Advocis resolves 2 claims of wrongful dismissal https://uat-phoenix.investmentexecutive.com/news/industry-news/advocis-resolves-2-claims-of-wrongful-dismissal/ Wed, 04 Dec 2024 20:01:37 +0000 https://www.investmentexecutive.com/?p=497827 "The matter between Mr. Pollock and his former employer has settled," counsel says

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]]> Breaking up doesn’t have to be hard to do https://uat-phoenix.investmentexecutive.com/inside-track_/ellen-bessner/breaking-up-doesnt-have-to-be-hard-to-do/ Fri, 22 Nov 2024 21:00:23 +0000 https://www.investmentexecutive.com/?p=497116 Three steps to reduce the risk and pain of advisor partnership breakups

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]]> CIRO taps Fitch Learning for new proficiency model https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/ciro-taps-fitch-learning-for-new-proficiency-model/ Fri, 08 Nov 2024 14:00:36 +0000 https://www.investmentexecutive.com/?p=496316 Firm to help build infrastructure for new exam-based approach to reps' education

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]]> CG Wealth Management hits $40B asset threshold, sets sights on doubling that https://uat-phoenix.investmentexecutive.com/news/industry-news/cg-wealth-management-hits-40b-asset-threshold-sets-sights-on-doubling-that/ Tue, 22 Oct 2024 16:00:23 +0000 https://www.investmentexecutive.com/?p=495213 Big investments in wealth management to continue, Canaccord Genuity Corp. CEO says

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]]> How wealth management firms are attracting advisors https://uat-phoenix.investmentexecutive.com/news/industry-news/how-wealth-management-firms-are-attracting-advisors/ Fri, 11 Oct 2024 19:20:48 +0000 https://www.investmentexecutive.com/?p=494629 Independence, tech, support for succession planning are some of the attractions on offer

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]]> ‘It’s time to look ahead,’ new Advocis CEO says https://uat-phoenix.investmentexecutive.com/news/people/its-time-to-look-ahead-new-advocis-ceo-says/ Mon, 07 Oct 2024 18:43:50 +0000 https://www.investmentexecutive.com/?p=494015 Kelly Gorman brings triple-threat expertise to association’s finances, focus

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