Alternative trading systems – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Fri, 07 Feb 2025 16:37:55 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Alternative trading systems – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 Stable outlook for U.S. retail brokers: Moody’s https://uat-phoenix.investmentexecutive.com/news/research-and-markets/stable-outlook-for-u-s-retail-brokers-moodys/ Fri, 07 Feb 2025 16:37:55 +0000 https://www.investmentexecutive.com/?p=501984 Demand for advice, strong markets to drive growth in client assets

The post Stable outlook for U.S. retail brokers: Moody’s appeared first on Investment Executive.

]]> ESMA issues crypto guidance https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/esma-issues-crypto-guidance/ Fri, 31 Jan 2025 19:41:50 +0000 https://www.investmentexecutive.com/?p=501489 Regulator seeks consistent implementation of new regime, avoiding arbitrage

The post ESMA issues crypto guidance appeared first on Investment Executive.

]]> FCA aims to ease retail access to bond markets https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/fca-aims-to-ease-retail-access-to-bond-markets/ Fri, 31 Jan 2025 19:36:03 +0000 https://www.investmentexecutive.com/?p=501486 Reforms designed to encourage smaller deals, retail participation

The post FCA aims to ease retail access to bond markets appeared first on Investment Executive.

]]> New CIRO fee model gets OSC approval https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/new-ciro-fee-model-gets-osc-approval/ Thu, 30 Jan 2025 20:38:35 +0000 https://www.investmentexecutive.com/?p=501348 After consultation, SRO cuts proposed new dealer application fees

The post New CIRO fee model gets OSC approval appeared first on Investment Executive.

]]> CSA to match SEC on trading fee caps https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/csa-to-match-sec-on-trading-fee-caps/ Thu, 23 Jan 2025 18:55:14 +0000 https://www.investmentexecutive.com/?p=500845 SEC reforms under judicial review, Canadian regs won't change first

The post CSA to match SEC on trading fee caps appeared first on Investment Executive.

]]> Liquidnet sanctioned by SEC https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/liquidnet-sanctioned-by-sec/ Fri, 10 Jan 2025 22:02:35 +0000 https://www.investmentexecutive.com/?p=500002 ATS operator settles allegations of compliance shortcomings

The post Liquidnet sanctioned by SEC appeared first on Investment Executive.

]]> TSX proposes trading rule reforms https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/tsx-proposes-trading-rule-reforms/ Fri, 20 Dec 2024 19:44:41 +0000 https://www.investmentexecutive.com/?p=499065 Exchange seeks change to dark trading price improvement rules, feedback on unintentional crosses

The post TSX proposes trading rule reforms appeared first on Investment Executive.

]]> FCA unveils private stock market plans https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/fca-unveils-private-stock-market-plans/ Tue, 17 Dec 2024 19:34:50 +0000 https://www.investmentexecutive.com/?p=498740 U.K. launches experiment to facilitate private share trading

The post FCA unveils private stock market plans appeared first on Investment Executive.

]]> CIRO to match SEC on trading increments https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/ciro-to-match-sec-on-trading-increments/ Thu, 12 Dec 2024 19:28:10 +0000 https://www.investmentexecutive.com/?p=498461 Proposed reforms would harmonize requirements for inter-listed securities

The post CIRO to match SEC on trading increments appeared first on Investment Executive.

]]> The evolution of trading poses regulatory challenges https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/the-evolution-of-trading-poses-regulatory-challenges/ Fri, 29 Nov 2024 19:46:36 +0000 https://www.investmentexecutive.com/?p=497689 IOSCO's latest report examines the risks created by the age of demutualization

The post The evolution of trading poses regulatory challenges appeared first on Investment Executive.

]]>