Complaints – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Thu, 06 Feb 2025 20:04:21 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Complaints – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 FCA to pay investors for complaint delays https://uat-phoenix.investmentexecutive.com/news/fca-to-pay-investors-for-complaint-delays/ Thu, 06 Feb 2025 20:04:21 +0000 https://www.investmentexecutive.com/?p=501980 ASIC reports on industry complaint handling https://uat-phoenix.investmentexecutive.com/news/asic-reports-on-industry-complaint-handling/ Tue, 03 Dec 2024 19:18:52 +0000 https://www.investmentexecutive.com/?p=497799 Christmas comes early for FAIR Canada https://uat-phoenix.investmentexecutive.com/news/christmas-comes-early-for-fair-canada/ Wed, 27 Nov 2024 18:43:55 +0000 https://www.investmentexecutive.com/?p=497551 FCA seeks redress system reform https://uat-phoenix.investmentexecutive.com/news/fca-seeks-redress-system-reform/ Fri, 15 Nov 2024 18:30:32 +0000 https://www.investmentexecutive.com/?p=496820 OBSI reform slated for second half of 2025 https://uat-phoenix.investmentexecutive.com/news/obsi-reform-slated-for-second-half-of-2025/ Thu, 07 Nov 2024 20:18:19 +0000 https://www.investmentexecutive.com/?p=496274 It’s official: OBSI becomes sole external complaints body for banking https://uat-phoenix.investmentexecutive.com/news/its-official-obsi-becomes-sole-external-complaints-body-for-banking/ Fri, 01 Nov 2024 17:33:01 +0000 https://www.investmentexecutive.com/?p=495907 CIRO proposes overhaul of arbitration program https://uat-phoenix.investmentexecutive.com/news/ciro-proposes-overhaul-of-arbitration-program/ Thu, 31 Oct 2024 19:11:45 +0000 https://www.investmentexecutive.com/?p=495842 Why a rise in reported bullying at U.K. banks may be positive https://uat-phoenix.investmentexecutive.com/news/why-a-rise-in-reported-bullying-at-u-k-banks-may-be-positive/ Fri, 25 Oct 2024 19:01:58 +0000 https://www.investmentexecutive.com/?p=495509 Justice delayed, not quite justice denied, panel says https://uat-phoenix.investmentexecutive.com/news/justice-delayed-not-quite-justice-denied-panel-says/ Wed, 02 Oct 2024 20:32:23 +0000 https://www.investmentexecutive.com/?p=493805 SEC sanctions investment firm’s NDAs https://uat-phoenix.investmentexecutive.com/news/sec-sanctions-investment-firms-ndas/ Fri, 27 Sep 2024 18:46:29 +0000 https://www.investmentexecutive.com/?p=493551