Continuing education – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Wed, 07 Dec 2022 20:06:12 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Continuing education – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 CSF launches continuing education portal for advisors https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/csf-launches-continuing-education-portal-for-advisors/ Wed, 07 Dec 2022 20:06:12 +0000 https://www.investmentexecutive.com/?p=457159 The Quebec self-regulatory organization will make the portal available in January

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]]> Advocacy groups slam Ontario on advisor education https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/advocacy-groups-slam-ontario-on-advisor-education/ Thu, 22 Sep 2022 17:48:44 +0000 https://www.investmentexecutive.com/?p=451964 Groups laud Saskatchewan's interest in higher standards

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]]> NASAA aims to help brokers stay qualified https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/nasaa-aims-to-help-brokers-stay-qualified/ Tue, 20 Sep 2022 17:52:42 +0000 https://www.investmentexecutive.com/?p=451821 Model rules allow brokers to use continuing education to maintain status

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]]> IIROC proficiency project moves on to traders, PMs https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/iiroc-proficiency-project-moves-on-to-traders-pms/ Mon, 29 Aug 2022 21:06:00 +0000 https://www.investmentexecutive.com/?p=450436 SRO aims to finalize competency standards by early 2024

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]]> Why you should choose your clients wisely https://uat-phoenix.investmentexecutive.com/news/industry-news/why-you-should-choose-your-clients-wisely/ Wed, 16 Mar 2022 17:53:10 +0000 https://www.investmentexecutive.com/?p=441021 Some advisors take on too many clients outside their core market, warns Cerulli Associates

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]]> FSRA adopts new reporting guidance for life agents https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/fsra-adopts-new-reporting-guidance-for-life-agents/ Fri, 25 Feb 2022 20:41:25 +0000 https://www.investmentexecutive.com/?p=440042 Regulator aims to boost consumer protection with oversight of agents' qualifications

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]]> MFDA releases continuing education details https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/mfda-releases-continuing-education-details/ Fri, 29 Oct 2021 18:44:50 +0000 https://www.investmentexecutive.com/?p=432610 The regulator provided guidance for advisors, dealers and education providers

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]]> IIROC to accredit continuing education courses in-house https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/iiroc-to-accredit-continuing-education-courses-in-house/ Mon, 25 Oct 2021 15:26:45 +0000 https://www.investmentexecutive.com/?p=432075 The regulator's accreditation relationship with CECAP will end on Dec. 31

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]]> IIROC advisors can earn 10 compliance credits with CE Corner https://uat-phoenix.investmentexecutive.com/news/industry-news/iiroc-advisors-can-earn-10-compliance-credits-with-ce-corner/ Fri, 15 Oct 2021 16:10:29 +0000 https://www.investmentexecutive.com/?p=431476 Newcom Media expands continuing education site for financial professionals

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]]> IIROC will host panel on inclusion for advisors https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/iiroc-will-host-panel-on-inclusion-for-advisors/ Fri, 17 Sep 2021 17:51:59 +0000 https://www.investmentexecutive.com/?p=429045 The online event on Oct. 13 will focus on diversity issues for frontline staff

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