Continuity planning – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Thu, 17 Oct 2024 19:03:34 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Continuity planning – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 FSB seeks to streamline operational threat reporting https://uat-phoenix.investmentexecutive.com/news/fsb-seeks-to-streamline-operational-threat-reporting/ Thu, 17 Oct 2024 19:03:34 +0000 https://www.investmentexecutive.com/?p=494962 U.S. securities industry tests backup plans https://uat-phoenix.investmentexecutive.com/news/u-s-securities-industry-tests-backup-plans/ Mon, 07 Oct 2024 20:11:51 +0000 https://www.investmentexecutive.com/?p=494062 Outage validates regulators’ outsourcing worries https://uat-phoenix.investmentexecutive.com/news/outage-validates-regulators-outsourcing-worries/ Fri, 19 Jul 2024 21:46:14 +0000 https://www.investmentexecutive.com/?p=489665 CIRO arms firms to face ransomware attacks https://uat-phoenix.investmentexecutive.com/news/ciro-arms-firms-to-face-ransomware-attacks/ Tue, 20 Feb 2024 20:13:33 +0000 https://www.investmentexecutive.com/?p=480749 Small firms need living wills: OSC https://uat-phoenix.investmentexecutive.com/news/small-firms-need-living-wills-osc/ Fri, 26 Jan 2024 19:25:30 +0000 https://www.investmentexecutive.com/?p=479360 IOSCO seeks more resilient trading https://uat-phoenix.investmentexecutive.com/news/iosco-seeks-more-resilient-trading/ Fri, 15 Dec 2023 19:30:25 +0000 https://www.investmentexecutive.com/?p=477431 Cyber-risk oversight a new top priority: ESMA https://uat-phoenix.investmentexecutive.com/news/cyber-risk-oversight-a-new-top-priority-esma/ Thu, 09 Nov 2023 19:15:33 +0000 https://www.investmentexecutive.com/?p=474937 WFE proposes crypto regulation principles https://uat-phoenix.investmentexecutive.com/news/wfe-proposes-crypto-regulation-principles/ Thu, 28 Sep 2023 20:54:54 +0000 https://www.investmentexecutive.com/?p=472391 CFRs, crypto firms top OSC compliance reviews https://uat-phoenix.investmentexecutive.com/news/cfrs-crypto-firms-top-osc-compliance-reviews/ Thu, 27 Jul 2023 19:37:31 +0000 https://www.investmentexecutive.com/?p=469340 CIRO to align compliance operations https://uat-phoenix.investmentexecutive.com/news/ciro-to-align-compliance-operations/ Thu, 01 Jun 2023 17:01:24 +0000 https://www.investmentexecutive.com/?p=466699