Corporate governance – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Tue, 11 Feb 2025 20:13:51 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Corporate governance – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 ISS drops race, gender from U.S. proxy voting https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/iss-drops-race-gender-from-u-s-proxy-voting/ Tue, 11 Feb 2025 20:13:51 +0000 https://www.investmentexecutive.com/?p=502245 Firm cites U.S. government shift against DEI for policy change

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]]> FDIC joins U.S. pro-crypto shift https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/fdic-joins-u-s-pro-crypto-shift/ Wed, 05 Feb 2025 18:48:51 +0000 https://www.investmentexecutive.com/?p=501828 Agency releases documents showing past resistance to banks' crypto efforts

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]]> ESMA issues crypto guidance https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/esma-issues-crypto-guidance/ Fri, 31 Jan 2025 19:41:50 +0000 https://www.investmentexecutive.com/?p=501489 Regulator seeks consistent implementation of new regime, avoiding arbitrage

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]]> SEC makes last-minute enforcement push https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/sec-makes-last-minute-enforcement-push/ Mon, 20 Jan 2025 19:37:19 +0000 https://www.investmentexecutive.com/?p=500545 Agency reports record enforcement filings, seeks to save dealer rule

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]]> AMF pledges proactive prudential supervision https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/amf-pledges-proactive-prudential-supervision/ Thu, 16 Jan 2025 19:35:30 +0000 https://www.investmentexecutive.com/?p=500343 Regulator to consider fair treatment of clients amid firms' operational risks

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]]> Bank regulators to take a breather in 2025: Fitch https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/bank-regulators-to-take-a-breather-in-2025-fitch/ Tue, 17 Dec 2024 21:12:43 +0000 https://www.investmentexecutive.com/?p=498745 Amid an expected easing in the U.S., the rating agency has a neutral outlook on global bank regulation

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]]> Ontario launches OMERS review https://uat-phoenix.investmentexecutive.com/news/industry-news/ontario-launches-omers-review/ Tue, 03 Dec 2024 21:26:57 +0000 https://www.investmentexecutive.com/?p=497852 Review will look at assets, investments, not benefits or contribution rates

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]]> The evolution of trading poses regulatory challenges https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/the-evolution-of-trading-poses-regulatory-challenges/ Fri, 29 Nov 2024 19:46:36 +0000 https://www.investmentexecutive.com/?p=497689 IOSCO's latest report examines the risks created by the age of demutualization

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]]> Tribunal rules crypto company’s takeover defence offside https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/tribunal-rules-crypto-companys-takeover-defence-offside/ Thu, 21 Nov 2024 14:10:01 +0000 https://www.investmentexecutive.com/?p=497122 Cease trading shareholder rights plan in the public interest, panel finds

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]]> Banks’ compensation models need work: FSB https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/banks-compensation-models-need-work-fsb/ Wed, 20 Nov 2024 21:48:36 +0000 https://www.investmentexecutive.com/?p=497115 March 2023 bank failures echoed lessons on incentives from financial crisis

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