Custody – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Mon, 03 Feb 2025 18:55:59 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Custody – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 Ontario tribunal bans, fines crypto platform https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/ontario-tribunal-bans-fines-crypto-platform/ Mon, 03 Feb 2025 18:55:59 +0000 https://www.investmentexecutive.com/?p=501588 Sanctions needed to level playing field with crypto firms that are complying

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]]> ESMA issues crypto guidance https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/esma-issues-crypto-guidance/ Fri, 31 Jan 2025 19:41:50 +0000 https://www.investmentexecutive.com/?p=501489 Regulator seeks consistent implementation of new regime, avoiding arbitrage

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]]> FCA reveals roadmap to crypto regulation https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/fca-reveals-roadmap-to-crypto-regulation/ Wed, 27 Nov 2024 19:59:39 +0000 https://www.investmentexecutive.com/?p=497560 Regulator lays out plans for rule consultations with new regime due in 2026

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]]> IOSCO seeks to bolster carbon markets https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/iosco-seeks-to-bolster-carbon-markets/ Thu, 14 Nov 2024 20:45:05 +0000 https://www.investmentexecutive.com/?p=496769 Regulator issues report with recommendations for building safe, sound markets

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]]> On custody, crypto should follow tradition: WFE https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/on-custody-crypto-should-follow-tradition-wfe/ Thu, 29 Aug 2024 20:18:04 +0000 https://www.investmentexecutive.com/?p=491859 Trade group issues recommendations for crypto custodians

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]]> Court orders record recovery against FTX https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/court-orders-record-recovery-against-ftx/ Fri, 09 Aug 2024 19:30:29 +0000 https://www.investmentexecutive.com/?p=490843 Order demands US$12.7 billion in disgorgement, investor restitution

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]]> Global banks face crypto disclosure rules https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/global-banks-face-crypto-disclosure-rules/ Wed, 17 Jul 2024 19:21:55 +0000 https://www.investmentexecutive.com/?p=489512 Basel Committee's requirements to take effect in 2026

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]]> Advisor incorporation among CIRO’s priorities for 2025 https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/advisor-incorporation-among-ciros-priorities-for-2025/ Wed, 26 Jun 2024 20:56:59 +0000 https://www.investmentexecutive.com/?p=488467 SRO integration and investor protection also on the agenda

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]]> How the National Bank deal could affect wealth management https://uat-phoenix.investmentexecutive.com/news/industry-news/how-the-national-bank-deal-could-affect-wealth-management/ Tue, 25 Jun 2024 14:37:33 +0000 https://www.investmentexecutive.com/?p=488294 Acquisition of Canadian Western Bank could also boost National Bank Independent Network

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]]> Portfolio managers, advisors are ready for T+1 https://uat-phoenix.investmentexecutive.com/news/products/portfolio-managers-advisors-are-ready-for-t1/ Tue, 21 May 2024 13:30:39 +0000 https://www.investmentexecutive.com/?p=485992 Any time you shorten a settlement cycle, you reduce risk, CCMA head says

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