Cybersecurity – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Mon, 10 Feb 2025 21:13:41 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Cybersecurity – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 SEC hacker pleads guilty https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/sec-hacker-pleads-guilty/ Mon, 10 Feb 2025 20:10:08 +0000 https://www.investmentexecutive.com/?p=502097 Breach was used to falsely post about bitcoin ETF approval, sending crypto prices up

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]]> Court allows parallel class actions in data breach https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/court-allows-parallel-class-actions-in-data-breach/ Wed, 05 Feb 2025 22:41:19 +0000 https://www.investmentexecutive.com/?p=501875 B.C. court refuses to dismiss case, despite similar action in Ontario

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]]> CFTC revamps enforcement division https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/cftc-revamps-enforcement-division/ Tue, 04 Feb 2025 21:09:10 +0000 https://www.investmentexecutive.com/?p=501763 Regulator slims its roster of task forces, signals shift in focus

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]]> CFR compliance sweep report on tap https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/cfr-compliance-sweep-report-on-tap/ Fri, 31 Jan 2025 21:06:13 +0000 https://www.investmentexecutive.com/?p=501492 CIRO, CSA to publish joint report on CFR sweep in first half

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]]> Open banking is promising, will take time: DBRS https://uat-phoenix.investmentexecutive.com/news/research-and-markets/open-banking-is-promising-will-take-time-dbrs/ Thu, 30 Jan 2025 20:51:06 +0000 https://www.investmentexecutive.com/?p=501353 Competition may get a boost, but Big Six will remain dominant

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]]> U.S. securities class actions rose in 2024 https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/u-s-securities-class-actions-rose-in-2024/ Wed, 29 Jan 2025 18:50:42 +0000 https://www.investmentexecutive.com/?p=501236 AI-related filings rise; crypto cases fall, and are in doubt if regulation arrives

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]]> SEC sanctions Robinhood violations https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/sec-sanctions-robinhood-violations/ Tue, 14 Jan 2025 18:24:16 +0000 https://www.investmentexecutive.com/?p=500178 Firms pay US$45 million to settle trade reporting, recordkeeping violations

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]]> Crypto crime up in 2024: report https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/crypto-crime-up-in-2024-report/ Thu, 19 Dec 2024 20:17:31 +0000 https://www.investmentexecutive.com/?p=498945 Hacking eased in second half, as North Korean attacks dropped

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]]> Bank regulators to take a breather in 2025: Fitch https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/bank-regulators-to-take-a-breather-in-2025-fitch/ Tue, 17 Dec 2024 21:12:43 +0000 https://www.investmentexecutive.com/?p=498745 Amid an expected easing in the U.S., the rating agency has a neutral outlook on global bank regulation

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]]> Securities industry’s systemic risk worries ease https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/securities-industrys-systemic-risk-worries-ease/ Wed, 04 Dec 2024 19:20:29 +0000 https://www.investmentexecutive.com/?p=497904 Level of concern declines alongside interest rates, CSA reports

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