Dealers’ Report Card – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Mon, 13 Jun 2022 02:44:16 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Dealers’ Report Card – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 Striking a balance between autonomy and support https://uat-phoenix.investmentexecutive.com/newspaper_/dealers-report-card/striking-a-balance-between-autonomy-and-support/ Mon, 13 Jun 2022 04:15:00 +0000 https://www.investmentexecutive.com/?p=445660 Advisors still value their independence, but firms can be guides and advocates

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]]> Dealer advisors evolve as the industry faces fundamental change https://uat-phoenix.investmentexecutive.com/newspaper_/dealers-report-card/dealer-advisors-evolve-as-the-industry-faces-fundamental-change/ Mon, 13 Jun 2022 04:14:00 +0000 https://www.investmentexecutive.com/?p=445655 From product allocation shifts to differences in the average advisor’s profile, notable distinctions were revealed

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]]> Dealers’ Report Card 2022 main chart https://uat-phoenix.investmentexecutive.com/newspaper_/dealers-report-card/dealers-report-card-2022-main-chart/ Mon, 13 Jun 2022 04:13:23 +0000 https://www.investmentexecutive.com/?p=445669 How financial advisors rated their firms’ performance

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]]> Remote work capabilities are essential https://uat-phoenix.investmentexecutive.com/newspaper_/dealers-report-card/remote-work-capabilities-are-essential/ Mon, 13 Jun 2022 04:12:00 +0000 https://www.investmentexecutive.com/?p=445651 The dealers that came out on top adapted more quickly than their peers

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]]> Firms vary widely in succession planning support https://uat-phoenix.investmentexecutive.com/newspaper_/dealers-report-card/firms-vary-widely-in-succession-planning-support/ Mon, 13 Jun 2022 04:11:00 +0000 https://www.investmentexecutive.com/?p=445653 Financial advisors’ succession strategies include transferring books to family members and building up their advisory teams

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]]> Advisors cite challenges faced by vulnerable clients https://uat-phoenix.investmentexecutive.com/newspaper_/dealers-report-card/advisors-cite-challenges-faced-by-vulnerable-clients/ Mon, 13 Jun 2022 04:10:00 +0000 https://www.investmentexecutive.com/?p=445647 From inflation to technology hurdles, clients at risk have many concerns

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]]> Client account statements still a work in progress https://uat-phoenix.investmentexecutive.com/newspaper_/dealers-report-card/client-account-statements-still-a-work-in-progress/ Mon, 13 Jun 2022 04:09:00 +0000 https://www.investmentexecutive.com/?p=445654 Several dealers saw upticks in their ratings after upgrading their statements and client portals, but shortcomings persist

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]]> How we did it: Dealers’ Report Card https://uat-phoenix.investmentexecutive.com/newspaper_/dealers-report-card/how-we-did-it-dealers-report-card/ Mon, 13 Jun 2022 04:01:12 +0000 https://www.investmentexecutive.com/?p=445688 Methodology for the Dealers' Report Card 2022

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]]> Dealers stand strong during a tumultuous time https://uat-phoenix.investmentexecutive.com/newspaper_/dealers-report-card/dealers-stand-strong-during-a-tumultuous-time/ Mon, 14 Jun 2021 04:12:00 +0000 https://www.investmentexecutive.com/?p=423115 Despite pandemic challenges, firms delivered steady support

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]]> Dealers’ Report Card 2021 main chart https://uat-phoenix.investmentexecutive.com/newspaper_/dealers-report-card/dealers-report-card-2021-main-chart/ Mon, 14 Jun 2021 04:11:58 +0000 https://www.investmentexecutive.com/?p=422979 How financial advisors rated their firms

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