Derivatives – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Mon, 10 Feb 2025 20:26:13 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Derivatives – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 Global IPOs weak despite strong markets, trading https://uat-phoenix.investmentexecutive.com/news/research-and-markets/global-ipos-weak-despite-strong-markets-trading/ Mon, 10 Feb 2025 20:26:13 +0000 https://www.investmentexecutive.com/?p=502150 WFE calls for policymakers to support public markets

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]]> CFTC revamps enforcement division https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/cftc-revamps-enforcement-division/ Tue, 04 Feb 2025 21:09:10 +0000 https://www.investmentexecutive.com/?p=501763 Regulator slims its roster of task forces, signals shift in focus

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]]> Binary options fraudsters ordered to pay US$450 million https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/binary-options-fraudsters-ordered-to-pay-us450-million/ Thu, 30 Jan 2025 22:19:56 +0000 https://www.investmentexecutive.com/?p=501364 U.S. district court issues default judgment in global scheme

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]]> Global liquidity increased in Q3: BIS https://uat-phoenix.investmentexecutive.com/news/research-and-markets/global-liquidity-increased-in-q3-bis/ Thu, 30 Jan 2025 20:59:56 +0000 https://www.investmentexecutive.com/?p=501356 Growing credit to non-banks in advanced economies drove rise

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]]> Credit conditions tightened in late 2024: ECB https://uat-phoenix.investmentexecutive.com/news/research-and-markets/credit-conditions-tightened-in-late-2024-ecb/ Mon, 20 Jan 2025 19:49:11 +0000 https://www.investmentexecutive.com/?p=500598 Declining liquidity contributed to tighter credit terms, survey finds

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]]> CFTC sees turnover ahead of new Trump administration https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/cftc-sees-turnover-ahead-of-new-trump-administration/ Fri, 10 Jan 2025 19:58:54 +0000 https://www.investmentexecutive.com/?p=499973 Regulator's head of enforcement, chair to depart next week

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]]> NBF settles supervisory allegations with MX https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/nbf-settles-supervisory-allegations-with-mx/ Mon, 23 Dec 2024 14:10:30 +0000 https://www.investmentexecutive.com/?p=499144 Firm failed to fully investigate potentially manipulative trading by an ex-employee

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]]> CFTC boasts of record year for enforcement https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/cftc-boasts-of-record-year-for-enforcement/ Thu, 05 Dec 2024 19:01:04 +0000 https://www.investmentexecutive.com/?p=498003 A pair of major crypto cases drove monetary relief to record heights

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]]> IOSCO seeks improved oversight of OTC markets https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/iosco-seeks-improved-oversight-of-otc-markets/ Mon, 25 Nov 2024 19:06:00 +0000 https://www.investmentexecutive.com/?p=497368 Review finds challenges monitoring OTC commodity derivatives

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]]> OTC derivatives rise in first half: BIS https://uat-phoenix.investmentexecutive.com/news/research-and-markets/otc-derivatives-rise-in-first-half-bis/ Fri, 22 Nov 2024 12:00:02 +0000 https://www.investmentexecutive.com/?p=497195 Growth was concentrated in smaller market segments, interest rate derivatives flat

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