DSC mutual funds – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Fri, 20 Dec 2024 18:11:42 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png DSC mutual funds – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 FINRA orders restitution to fund investors https://uat-phoenix.investmentexecutive.com/news/finra-orders-restitution-to-fund-investors/ Fri, 20 Dec 2024 18:11:42 +0000 https://www.investmentexecutive.com/?p=499055 CSA seeks sales practices reforms https://uat-phoenix.investmentexecutive.com/news/csa-seeks-sales-practices-reforms/ Fri, 29 Nov 2024 15:08:45 +0000 https://www.investmentexecutive.com/?p=497634 FSRA review finds compliance with seg fund DSC ban https://uat-phoenix.investmentexecutive.com/news/fsra-review-finds-compliance-with-seg-fund-dsc-ban/ Mon, 24 Jun 2024 20:24:32 +0000 https://www.investmentexecutive.com/?p=488346 FSRA tightens the screws on seg fund DSCs https://uat-phoenix.investmentexecutive.com/news/frsa-tightens-the-screws-on-seg-fund-dscs/ Tue, 09 Jan 2024 16:24:18 +0000 https://www.investmentexecutive.com/?p=478284 Advice-gap debate comes to insurance industry https://uat-phoenix.investmentexecutive.com/news/advice-gap-debate-comes-to-insurance-industry/ Fri, 12 May 2023 20:04:54 +0000 https://www.investmentexecutive.com/?p=465566 MFDA firms limited DSC fund sales well ahead of ban: report https://uat-phoenix.investmentexecutive.com/news/mfda-firms-limited-dsc-fund-sales-well-ahead-of-ban-report/ Wed, 11 Jan 2023 20:12:06 +0000 https://www.investmentexecutive.com/?p=458457 FSRA proposes DSC ban for seg funds https://uat-phoenix.investmentexecutive.com/news/fsra-proposes-dsc-ban-for-seg-funds/ Fri, 25 Nov 2022 16:12:58 +0000 https://www.investmentexecutive.com/?p=456405 CRM3, DSCs, new SRO top OSC agenda https://uat-phoenix.investmentexecutive.com/news/crm3-dscs-new-sro-top-osc-agenda/ Tue, 22 Nov 2022 19:12:33 +0000 https://www.investmentexecutive.com/?p=456088 What caused soaring seg fund sales last year? https://uat-phoenix.investmentexecutive.com/news/what-caused-soaring-seg-fund-sales-last-year/ Wed, 02 Nov 2022 16:46:21 +0000 https://www.investmentexecutive.com/?p=454762 Senior client DSC switch ends in sanctions https://uat-phoenix.investmentexecutive.com/news/senior-client-dsc-switch-ends-in-sanctions/ Thu, 28 Jul 2022 13:16:15 +0000 https://www.investmentexecutive.com/?p=448683