Embedded commissions – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Wed, 08 Jan 2025 21:02:41 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Embedded commissions – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 Closing the gap between mutual, seg fund regulation https://uat-phoenix.investmentexecutive.com/news/closing-the-gap-between-mutual-seg-fund-regulation/ Wed, 08 Jan 2025 21:02:41 +0000 https://www.investmentexecutive.com/?p=499805 Ontario court approves trailer fee class action deal https://uat-phoenix.investmentexecutive.com/news/ontario-court-approves-trailer-fee-class-action-deal/ Wed, 11 Dec 2024 18:58:21 +0000 https://www.investmentexecutive.com/?p=498371 TD agrees to settle trailer fee class action https://uat-phoenix.investmentexecutive.com/news/td-agrees-to-settle-trailer-fee-class-action/ Wed, 09 Oct 2024 18:02:24 +0000 https://www.investmentexecutive.com/?p=494329 Trailer fee class action certified https://uat-phoenix.investmentexecutive.com/news/trailer-fee-class-action-certified/ Thu, 01 Aug 2024 20:49:44 +0000 https://www.investmentexecutive.com/?p=490402 How total cost reporting will affect life agents https://uat-phoenix.investmentexecutive.com/news/how-total-cost-reporting-will-affect-life-agents/ Wed, 19 Jun 2024 19:02:41 +0000 https://www.investmentexecutive.com/?p=488059 FSRA seeks CRM2-like disclosures for seg funds https://uat-phoenix.investmentexecutive.com/news/fsra-seeks-crm2-disclosures-for-seg-funds/ Mon, 27 May 2024 19:38:48 +0000 https://www.investmentexecutive.com/?p=486565 Trailer fee class action gets green light https://uat-phoenix.investmentexecutive.com/news/trailer-fee-class-action-gets-green-light/ Tue, 30 Jan 2024 20:18:44 +0000 https://www.investmentexecutive.com/?p=479481 Proposed trailer fee class action denied again https://uat-phoenix.investmentexecutive.com/news/proposed-trailer-fee-class-action-denied-again/ Fri, 26 Jan 2024 19:33:22 +0000 https://www.investmentexecutive.com/?p=479355 Court certifies another trailer-fee class action https://uat-phoenix.investmentexecutive.com/news/court-certifies-another-trailer-fee-class-action/ Wed, 20 Dec 2023 22:25:00 +0000 https://www.investmentexecutive.com/?p=477702 OSC aces audit follow-up, government needs work https://uat-phoenix.investmentexecutive.com/news/osc-aces-audit-follow-up-government-needs-work/ Wed, 06 Dec 2023 19:42:17 +0000 https://www.investmentexecutive.com/?p=476695