Exempt market – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Thu, 06 Feb 2025 20:04:21 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Exempt market – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 FCA to pay investors for complaint delays https://uat-phoenix.investmentexecutive.com/news/fca-to-pay-investors-for-complaint-delays/ Thu, 06 Feb 2025 20:04:21 +0000 https://www.investmentexecutive.com/?p=501980 FCA unveils private stock market plans https://uat-phoenix.investmentexecutive.com/news/fca-unveils-private-stock-market-plans/ Tue, 17 Dec 2024 19:34:50 +0000 https://www.investmentexecutive.com/?p=498740 Ontario promises MGA licensing https://uat-phoenix.investmentexecutive.com/news/ontario-promises-mga-licensing/ Wed, 30 Oct 2024 21:28:26 +0000 https://www.investmentexecutive.com/?p=495771 OSC’s compliance work escalates https://uat-phoenix.investmentexecutive.com/news/oscs-compliance-work-escalates/ Fri, 26 Jul 2024 19:36:15 +0000 https://www.investmentexecutive.com/?p=490069 Fewer prospectuses key to FCA reform proposals https://uat-phoenix.investmentexecutive.com/news/fewer-prospectuses-key-to-fca-reform-proposals/ Fri, 26 Jul 2024 16:58:34 +0000 https://www.investmentexecutive.com/?p=490025 BCSC hands out first sanction under new enforcement tool https://uat-phoenix.investmentexecutive.com/news/bcsc-hands-out-first-sanction-under-new-enforcement-tool/ Mon, 08 Jul 2024 19:47:28 +0000 https://www.investmentexecutive.com/?p=488977 B.C. court certifies ‘sham’ consultant class action https://uat-phoenix.investmentexecutive.com/news/b-c-court-certifies-sham-consultant-class-action/ Thu, 04 Jul 2024 20:52:40 +0000 https://www.investmentexecutive.com/?p=488847 BCSC, fund manager settle compliance issue case https://uat-phoenix.investmentexecutive.com/news/bcsc-fund-manager-settle-compliance-issue-case/ Tue, 02 Jul 2024 20:23:15 +0000 https://www.investmentexecutive.com/?p=488675 EMDs allowed to play in prospectus deals https://uat-phoenix.investmentexecutive.com/news/emds-allowed-to-play-in-prospectus-deals/ Thu, 20 Jun 2024 16:51:25 +0000 https://www.investmentexecutive.com/?p=488116 Capital raising shifts further to exempt market in Quebec https://uat-phoenix.investmentexecutive.com/news/capital-raising-shifts-further-to-exempt-market-in-quebec/ Thu, 09 May 2024 20:49:35 +0000 https://www.investmentexecutive.com/?p=485627