Fee-based accounts – Investment Executive

Canaccord settles IIROC client overcharging case

jameslangton — Wed, 05 Jan 2022 22:22:27 +0000

The firm agreed to a $157,500 fine and will repay 6,000 affected clients

jameslangton — Fri, 17 Dec 2021 20:44:16 +0000

SRO fine pales against firm's $32-million remediation plan

jameslangton — Fri, 17 Dec 2021 20:00:44 +0000

The SRO provides clarity ahead of new year-end requirements, noting how products, fees and even ESG should be discussed

jameslangton — Tue, 15 Jun 2021 20:33:39 +0000

ASIC unveils guidance for the industry's looming advice-fee reforms

stephanievanheuvelen — Mon, 14 Jun 2021 04:09:00 +0000

Advisors are largely happy with their grids, even with firms turning more attention to fee-based platforms

Grant McIntyre — Tue, 09 Jun 2020 18:29:34 +0000

Annual PriceMetrix report provides insights for advisors

gregdalgetty — Fri, 01 May 2020 04:08:00 +0000

Firms share their plans for both fee-based and discretionary platforms

gregdalgetty — Wed, 18 Sep 2019 20:36:48 +0000

Studies show investors are largely satisfied with the advice they receive

gregdalgetty — Thu, 06 Jun 2019 17:19:57 +0000

Human advisors could benefit from adopting a robo approach, report suggests

gregdalgetty — Fri, 31 May 2019 04:13:00 +0000

While the category rating stayed the same, the satisfaction gap widened