Identity theft – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Mon, 10 Feb 2025 21:13:41 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Identity theft – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 SEC hacker pleads guilty https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/sec-hacker-pleads-guilty/ Mon, 10 Feb 2025 20:10:08 +0000 https://www.investmentexecutive.com/?p=502097 Breach was used to falsely post about bitcoin ETF approval, sending crypto prices up

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]]> SEC sanctions Robinhood violations https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/sec-sanctions-robinhood-violations/ Tue, 14 Jan 2025 18:24:16 +0000 https://www.investmentexecutive.com/?p=500178 Firms pay US$45 million to settle trade reporting, recordkeeping violations

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]]> FBI cracks SEC Twitter hack https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/fbi-cracks-sec-twitter-hack/ Thu, 17 Oct 2024 19:18:53 +0000 https://www.investmentexecutive.com/?p=494966 Authorities allege SIM swap enabled access to regulator's social media account

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]]> Fraudsters faking identities, duping banks https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/fraudsters-faking-identities-duping-banks/ Mon, 29 Apr 2024 18:39:06 +0000 https://www.investmentexecutive.com/?p=484936 Toronto police bust alleged synthetic identity ring

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]]> Identity, mortgage fraud on the rise: Equifax survey https://uat-phoenix.investmentexecutive.com/news/research-and-markets/identity-mortgage-fraud-on-the-rise-equifax-survey/ Tue, 27 Feb 2024 21:12:40 +0000 https://www.investmentexecutive.com/?p=481161 Fraudsters take advantage of economic vulnerabilities, credit reporting agency says

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]]> FINRA revises arbitration rules https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/finra-revises-arbitration-rules/ Wed, 07 Feb 2024 19:37:51 +0000 https://www.investmentexecutive.com/?p=480073 Changes come in the wake of independent review of SRO's arbitration program

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]]> Rep banned after misappropriating money from client https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/rep-banned-after-misappropriating-money-from-client/ Tue, 30 Jan 2024 21:37:49 +0000 https://www.investmentexecutive.com/?p=479525 SRO panel found the rep opened banking products, including a line of credit, in the client's name

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]]> Fraud in mortgage, credit card, auto sectors rises amid interest rate hikes https://uat-phoenix.investmentexecutive.com/news/industry-news/fraud-in-mortgage-credit-card-auto-sectors-rises-amid-interest-rate-hikes/ Thu, 21 Sep 2023 18:16:18 +0000 https://www.investmentexecutive.com/?p=472021 If high rates persist, fraudulent activity could accelerate

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]]> Ex-broker pleads guilty in crypto fraud case https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/ex-broker-pleads-guilty-in-crypto-fraud-case/ Wed, 20 Sep 2023 16:53:05 +0000 https://www.investmentexecutive.com/?p=471948 Clients' assets misappropriated rather than invested, U.S. authorities charged

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]]> Canada’s favourite crime: fraud https://uat-phoenix.investmentexecutive.com/news/research-and-markets/canadas-favourite-crime-fraud/ Mon, 24 Jul 2023 21:01:02 +0000 https://www.investmentexecutive.com/?p=469148 StatsCan finds fraud to be widespread, rarely reported to police

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