Information security – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Sun, 17 Nov 2019 16:09:57 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Information security – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 CSA provides guidance to trading venues on reporting systems failures https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/csa-provides-guidance-to-trading-venues-on-reporting-systems-failures/ Fri, 15 Mar 2019 17:41:02 +0000 https://www.investmentexecutive.com/?p=378468 The guidance outlines the types of incidents that must be reported, and what reports should include

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]]> SIFMA releases data aggregation principles https://uat-phoenix.investmentexecutive.com/news/industry-news/sifma-releases-data-aggregation-principles/ Thu, 12 Apr 2018 20:00:55 +0000 https://www.investmentexecutive.com/?p=349058 The goal is to help clients better protect their data

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]]> Online impersonations put advisors at risk https://uat-phoenix.investmentexecutive.com/inside-track_/ellen-bessner/online-impersonations-put-advisors-at-risk/ Sun, 27 Aug 2017 22:00:00 +0000 https://www.investmentexecutive.com/uncategorized/online-impersonations-put-advisors-at-risk/ Resist the temptation to help clients in a way that breaches your legal and regulatory obligations

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]]> Communicate securely with clients https://uat-phoenix.investmentexecutive.com/inside-track_/yan-huard/communicate-securely-with-clients/ Thu, 28 Jul 2016 10:00:00 +0000 https://www.investmentexecutive.com/uncategorized/communicate-securely-with-clients/ Financial advisors need to balance the way they transmit information with the importance of the data they are sending

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]]> IIAC’s new resource centre to help firms manage cyber risks https://uat-phoenix.investmentexecutive.com/news/industry-news/iiacs-new-resource-centre-to-help-firms-manage-cyber-risks/ Mon, 08 Jun 2015 18:50:00 +0000 https://www.investmentexecutive.com/uncategorized/iiacs-new-resource-centre-to-help-firms-manage-cyber-risks/ The online tool includes features such as a guidebook, simple explanations and access to relevant U.S. websites

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]]> Cyber security number one risk to financial markets: survey https://uat-phoenix.investmentexecutive.com/news/industry-news/cyber-security-number-one-risk-to-financial-markets-survey/ Wed, 13 May 2015 19:40:00 +0000 https://www.investmentexecutive.com/uncategorized/cyber-security-number-one-risk-to-financial-markets-survey/ DTCC says many have increased their investment in technology to detect and prevent cyber threats

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]]> IIAC helping small dealers with cyber security https://uat-phoenix.investmentexecutive.com/news/industry-news/iiac-helping-small-dealers-with-cyber-security/ Tue, 12 May 2015 14:00:00 +0000 https://www.investmentexecutive.com/uncategorized/iiac-helping-small-dealers-with-cyber-security/ Risk of cyber attacks an emerging threat to wealth management industry

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]]> Tech Tips: Choosing anti-virus software https://uat-phoenix.investmentexecutive.com/newspaper_/building-your-business-newspaper/tech-tips-choosing-anti-virus-software/ Sat, 25 Apr 2015 04:00:00 +0000 https://www.investmentexecutive.com/uncategorized/tech-tips-choosing-anti-virus-software/ The Internet is crawling with nasty, destructive software designed to infect, steal and destroy. If you collect sensitive financial data, you may be at high risk for attack. Learn how to protect your team - and your clients

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]]> Former hacker headlines IIAC cybersecurity conference https://uat-phoenix.investmentexecutive.com/news/industry-news/former-hacker-headlines-iiac-cybersecurity-conference/ Thu, 23 Apr 2015 17:20:00 +0000 https://www.investmentexecutive.com/uncategorized/former-hacker-headlines-iiac-cybersecurity-conference/ Topics will include regulatory perspectives on cybersecurity and how to detect threats and minimize damage

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]]> N.Y. watchdog flags cyber security at banks’ third-party vendors https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/n-y-watchdog-flags-cyber-security-at-banks-third-party-vendors/ Fri, 10 Apr 2015 18:30:00 +0000 https://www.investmentexecutive.com/uncategorized/n-y-watchdog-flags-cyber-security-at-banks-third-party-vendors/ A bank’s cyber security is often only as good as the cyber security of its vendors

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