Investor protection – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Tue, 11 Feb 2025 17:44:06 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Investor protection – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 SEC retreats on climate disclosure rules https://uat-phoenix.investmentexecutive.com/news/sec-retreats-on-climate-disclosure-rules/ Tue, 11 Feb 2025 17:44:06 +0000 https://www.investmentexecutive.com/?p=502235 Investor class action against cannabis firm settled https://uat-phoenix.investmentexecutive.com/news/investor-class-action-against-cannabis-firm-settled/ Mon, 10 Feb 2025 22:07:19 +0000 https://www.investmentexecutive.com/?p=502161 Stable outlook for U.S. retail brokers: Moody’s https://uat-phoenix.investmentexecutive.com/news/stable-outlook-for-u-s-retail-brokers-moodys/ Fri, 07 Feb 2025 16:37:55 +0000 https://www.investmentexecutive.com/?p=501984 FCA to pay investors for complaint delays https://uat-phoenix.investmentexecutive.com/news/fca-to-pay-investors-for-complaint-delays/ Thu, 06 Feb 2025 20:04:21 +0000 https://www.investmentexecutive.com/?p=501980 B.C. appeal court certifies closet indexing class action https://uat-phoenix.investmentexecutive.com/news/b-c-appeal-court-certifies-closet-indexing-class-action/ Wed, 05 Feb 2025 20:38:08 +0000 https://www.investmentexecutive.com/?p=501844 FDIC joins U.S. pro-crypto shift https://uat-phoenix.investmentexecutive.com/news/fdic-joins-u-s-pro-crypto-shift/ Wed, 05 Feb 2025 18:48:51 +0000 https://www.investmentexecutive.com/?p=501828 CFTC revamps enforcement division https://uat-phoenix.investmentexecutive.com/news/cftc-revamps-enforcement-division/ Tue, 04 Feb 2025 21:09:10 +0000 https://www.investmentexecutive.com/?p=501763 FINRA sanctions custody firm https://uat-phoenix.investmentexecutive.com/news/finra-sanctions-custody-firm/ Tue, 04 Feb 2025 18:33:21 +0000 https://www.investmentexecutive.com/?p=501686 U.S. charges Canadian for alleged crypto hack https://uat-phoenix.investmentexecutive.com/news/u-s-charges-canadian-for-alleged-crypto-hack/ Mon, 03 Feb 2025 20:42:47 +0000 https://www.investmentexecutive.com/?p=501608 Ontario tribunal bans, fines crypto platform https://uat-phoenix.investmentexecutive.com/news/ontario-tribunal-bans-fines-crypto-platform/ Mon, 03 Feb 2025 18:55:59 +0000 https://www.investmentexecutive.com/?p=501588