Lawsuits – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Tue, 11 Feb 2025 17:44:06 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Lawsuits – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 SEC retreats on climate disclosure rules https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/sec-retreats-on-climate-disclosure-rules/ Tue, 11 Feb 2025 17:44:06 +0000 https://www.investmentexecutive.com/?p=502235 Regulator signals halt to its legal defence of tougher climate rules

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]]> Investor class action against cannabis firm settled https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/investor-class-action-against-cannabis-firm-settled/ Mon, 10 Feb 2025 22:07:19 +0000 https://www.investmentexecutive.com/?p=502161 $30 million deal requires court approval, set for March 26

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]]> Court allows parallel class actions in data breach https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/court-allows-parallel-class-actions-in-data-breach/ Wed, 05 Feb 2025 22:41:19 +0000 https://www.investmentexecutive.com/?p=501875 B.C. court refuses to dismiss case, despite similar action in Ontario

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]]> B.C. appeal court certifies closet indexing class action https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/b-c-appeal-court-certifies-closet-indexing-class-action/ Wed, 05 Feb 2025 20:38:08 +0000 https://www.investmentexecutive.com/?p=501844 Fund investors don't need to allege fraud, court finds

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]]> U.S. charges Canadian for alleged crypto hack https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/u-s-charges-canadian-for-alleged-crypto-hack/ Mon, 03 Feb 2025 20:42:47 +0000 https://www.investmentexecutive.com/?p=501608 DoJ alleges that DeFi protocols exploited for US$65 million in crypto

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]]> Court approves SMI class action settlement https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/court-approves-smi-class-action-settlement/ Fri, 31 Jan 2025 19:22:19 +0000 https://www.investmentexecutive.com/?p=501477 Latest in a series of class action settlements connected with Fortress Real

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]]> Bridging receivership back in court next week https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/bridging-receivership-back-in-court-next-week/ Wed, 29 Jan 2025 21:00:33 +0000 https://www.investmentexecutive.com/?p=501283 Court to hear arguments over competing claims on failed alternative fund manager's assets

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]]> U.S. securities class actions rose in 2024 https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/u-s-securities-class-actions-rose-in-2024/ Wed, 29 Jan 2025 18:50:42 +0000 https://www.investmentexecutive.com/?p=501236 AI-related filings rise; crypto cases fall, and are in doubt if regulation arrives

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]]> Banks settle OTC bond class action https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/banks-settle-otc-bond-class-action/ Fri, 24 Jan 2025 19:13:35 +0000 https://www.investmentexecutive.com/?p=500968 Investor suit sought more than $1 billion, settles for $6.5 million

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]]> Bridging investors deserve their day in court: judge https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/bridging-investors-deserve-their-day-in-court-judge/ Thu, 23 Jan 2025 19:54:07 +0000 https://www.investmentexecutive.com/?p=500856 Quebec court refuses to stay lawsuit, saying regulatory, receivership proceedings could take years

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