Licensing – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Fri, 26 Jul 2024 20:16:18 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Licensing – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 Ontario proposes new MGA regulation https://uat-phoenix.investmentexecutive.com/news/ontario-proposes-new-mga-regulation/ Fri, 26 Jul 2024 20:16:18 +0000 https://www.investmentexecutive.com/?p=490101 Former life agent fined for client servicing scheme https://uat-phoenix.investmentexecutive.com/news/former-life-agent-fined-for-client-servicing-scheme/ Fri, 23 Jun 2023 21:14:21 +0000 https://www.investmentexecutive.com/?p=467929 Life agent sanctioned for client service scheme, churning https://uat-phoenix.investmentexecutive.com/news/life-agent-sanctioned-for-client-service-scheme-churning/ Fri, 02 Jun 2023 19:43:25 +0000 https://www.investmentexecutive.com/?p=466779 FSRA details licensing, CE extension for life agents https://uat-phoenix.investmentexecutive.com/news/fsra-details-licensing-ce-extension-for-life-agents/ Mon, 27 Apr 2020 20:38:34 +0000 https://www.investmentexecutive.com/?p=399567 IIROC, B.C. regulator to strengthen consumer protection https://uat-phoenix.investmentexecutive.com/news/iiroc-b-c-regulator-to-strengthen-consumer-protection/ Mon, 20 Jun 2016 16:50:00 +0000 https://www.investmentexecutive.com/uncategorized/iiroc-b-c-regulator-to-strengthen-consumer-protection/ FSCO monitoring other regulators’ disciplinary actions https://uat-phoenix.investmentexecutive.com/news/fsco-monitoring-other-regulators-disciplinary-actions/ Wed, 05 Nov 2014 18:40:00 +0000 https://www.investmentexecutive.com/uncategorized/fsco-monitoring-other-regulators-disciplinary-actions/ Life agent denied licence for expired E&O insurance https://uat-phoenix.investmentexecutive.com/news/life-agent-denied-licence-for-expired-eo-insurance/ Thu, 12 Jun 2014 12:40:00 +0000 https://www.investmentexecutive.com/uncategorized/life-agent-denied-licence-for-expired-eo-insurance/ Major concerns with proposed law https://uat-phoenix.investmentexecutive.com/inside-track_/major-concerns-with-proposed-law/ Sun, 09 Mar 2014 20:30:00 +0000 https://www.investmentexecutive.com/uncategorized/major-concerns-with-proposed-law/ Ontario bill would regulate advisors https://uat-phoenix.investmentexecutive.com/news/ontario-bill-would-regulate-advisors/ Tue, 18 Feb 2014 22:30:00 +0000 https://www.investmentexecutive.com/uncategorized/ontario-bill-would-regulate-advisors/ Raising the professional bar? https://uat-phoenix.investmentexecutive.com/inside-track_/raising-the-professional-bar/ Mon, 10 Feb 2014 15:45:00 +0000 https://www.investmentexecutive.com/uncategorized/raising-the-professional-bar/