Market manipulation – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Tue, 04 Feb 2025 21:09:10 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Market manipulation – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 CFTC revamps enforcement division https://uat-phoenix.investmentexecutive.com/news/cftc-revamps-enforcement-division/ Tue, 04 Feb 2025 21:09:10 +0000 https://www.investmentexecutive.com/?p=501763 Banks settle OTC bond class action https://uat-phoenix.investmentexecutive.com/news/banks-settle-otc-bond-class-action/ Fri, 24 Jan 2025 19:13:35 +0000 https://www.investmentexecutive.com/?p=500968 Private equity giants hit with SEC texting charges https://uat-phoenix.investmentexecutive.com/news/private-equity-giants-hit-with-sec-texting-charges/ Tue, 14 Jan 2025 18:36:40 +0000 https://www.investmentexecutive.com/?p=500183 SEC sanctions Robinhood violations https://uat-phoenix.investmentexecutive.com/news/sec-sanctions-robinhood-violations/ Tue, 14 Jan 2025 18:24:16 +0000 https://www.investmentexecutive.com/?p=500178 CIRO panel revokes third-party order https://uat-phoenix.investmentexecutive.com/news/ciro-panel-revokes-third-party-order/ Mon, 13 Jan 2025 22:14:03 +0000 https://www.investmentexecutive.com/?p=500120 NBF settles supervisory allegations with MX https://uat-phoenix.investmentexecutive.com/news/nbf-settles-supervisory-allegations-with-mx/ Mon, 23 Dec 2024 14:10:30 +0000 https://www.investmentexecutive.com/?p=499144 Archegos founder gets 18-year sentence in the U.S. https://uat-phoenix.investmentexecutive.com/news/archegos-founder-gets-18-year-sentence-in-the-u-s/ Fri, 20 Dec 2024 18:03:32 +0000 https://www.investmentexecutive.com/?p=499049 U.S. trade reporting violations spark sanctions https://uat-phoenix.investmentexecutive.com/news/u-s-trade-reporting-violations-spark-sanctions/ Fri, 20 Dec 2024 17:39:33 +0000 https://www.investmentexecutive.com/?p=499044 Pair behind US$100 million deli plead guilty https://uat-phoenix.investmentexecutive.com/news/pair-behind-us100-million-deli-plead-guilty/ Fri, 20 Dec 2024 14:36:27 +0000 https://www.investmentexecutive.com/?p=498983 Europe gears up for new crypto rules https://uat-phoenix.investmentexecutive.com/news/europe-gears-up-for-new-crypto-rules/ Tue, 17 Dec 2024 18:55:32 +0000 https://www.investmentexecutive.com/?p=498702