Mutual fund regulations – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Fri, 29 Nov 2024 15:08:45 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Mutual fund regulations – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 CSA seeks sales practices reforms https://uat-phoenix.investmentexecutive.com/news/csa-seeks-sales-practices-reforms/ Fri, 29 Nov 2024 15:08:45 +0000 https://www.investmentexecutive.com/?p=497634 ESMA consults on fund liquidity tool reforms https://uat-phoenix.investmentexecutive.com/news/esma-consults-on-fund-liquidity-tool-reforms/ Mon, 08 Jul 2024 18:50:29 +0000 https://www.investmentexecutive.com/?p=488973 Fund managers need to spruce up IRCs https://uat-phoenix.investmentexecutive.com/news/fund-managers-need-to-spruce-up-ircs/ Thu, 21 Mar 2024 18:25:09 +0000 https://www.investmentexecutive.com/?p=482472 Regulatory issues for fund industry not unique to Canada https://uat-phoenix.investmentexecutive.com/inside-track_/regulatory-issues-for-fund-industry-not-unique-to-canada/ Mon, 04 Dec 2023 20:00:05 +0000 https://www.investmentexecutive.com/?p=476467 CSA eases mutual funds’ move to T+1 https://uat-phoenix.investmentexecutive.com/news/csa-eases-mutual-funds-move-to-t1/ Thu, 19 Oct 2023 17:08:00 +0000 https://www.investmentexecutive.com/?p=473651 Regulators extend exemptions for discount brokers to comply with trailer ban https://uat-phoenix.investmentexecutive.com/news/regulators-extend-exemptions-for-discount-brokers-to-comply-with-trailer-ban/ Thu, 31 Aug 2023 19:27:02 +0000 https://www.investmentexecutive.com/?p=470886 Court pauses rival series of trailer-fee lawsuits https://uat-phoenix.investmentexecutive.com/news/court-pauses-rival-series-of-trailer-fee-lawsuits/ Thu, 03 Aug 2023 14:22:09 +0000 https://www.investmentexecutive.com/?p=469646 Money market rules are OK after all: Moody’s https://uat-phoenix.investmentexecutive.com/news/money-market-rules-are-ok-after-all-moodys/ Fri, 28 Jul 2023 19:12:33 +0000 https://www.investmentexecutive.com/?p=469412 Regulators lay groundwork for total cost reporting https://uat-phoenix.investmentexecutive.com/news/regulators-lay-groundwork-for-total-cost-reporting/ Tue, 13 Jun 2023 16:06:20 +0000 https://www.investmentexecutive.com/?p=467222 Fund investors to get full cost disclosure, eventually https://uat-phoenix.investmentexecutive.com/news/fund-investors-to-get-full-cost-disclosure-eventually/ Thu, 20 Apr 2023 15:11:24 +0000 https://www.investmentexecutive.com/?p=464184