Regtech – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Fri, 07 Feb 2025 18:54:54 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Regtech – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 Stacking up https://uat-phoenix.investmentexecutive.com/newspaper_/news-newspaper/stacking-up/ Fri, 07 Feb 2025 20:03:00 +0000 https://www.investmentexecutive.com/?p=501691 Firms spend millions on back-office technology, but not all advisors are buying in

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]]> CFTC pledges enhanced public consultation https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/cftc-pledges-enhanced-public-consultation/ Mon, 27 Jan 2025 20:22:13 +0000 https://www.investmentexecutive.com/?p=501044 Regulator to seek feedback on emerging issues, particularly in crypto

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]]> CSA set to hike SEDAR, NRD fees https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/csa-set-to-hike-sedar-nrd-fees/ Thu, 21 Nov 2024 19:34:59 +0000 https://www.investmentexecutive.com/?p=497161 Dramatic revenue increase needed to keep pace with systems costs: regulators

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]]> Can AI deliver better inflation forecasts? https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/can-ai-deliver-better-inflation-forecasts/ Tue, 19 Nov 2024 19:14:18 +0000 https://www.investmentexecutive.com/?p=496982 Central bankers launch project to automate extensive price data

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]]> FSB sounds alarm on AI risk https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/fsb-sounds-alarm-on-ai-risk/ Thu, 14 Nov 2024 20:22:33 +0000 https://www.investmentexecutive.com/?p=496759 Growing AI adoption poses rising financial stability risks too, group warns

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]]> The perils of automating anti-money laundering controls https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/the-perils-of-automating-anti-money-laundering-controls/ Tue, 12 Nov 2024 17:54:02 +0000 https://www.investmentexecutive.com/?p=496545 U.K.'s FCA fines bank over faulty automated transaction surveillance system

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]]> Global banking regulators grapple with tech dependence https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/global-banking-regulators-grapple-with-tech-dependence/ Tue, 09 Jul 2024 18:06:07 +0000 https://www.investmentexecutive.com/?p=489017 Proposed principles aim to address growth of outsourcing, fintech

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]]> Leverage compliance tech to grow your business https://uat-phoenix.investmentexecutive.com/inside-track_/david-reeve/leverage-compliance-tech-to-grow-your-business/ Mon, 25 Sep 2023 19:00:26 +0000 https://www.investmentexecutive.com/?p=472110 Tech-assisted recommendations can improve client outcomes

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]]> Inching toward RegTech innovation https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/inching-toward-regtech-innovation/ Tue, 16 May 2023 18:17:37 +0000 https://www.investmentexecutive.com/?p=465681 Small, straightforward tech solutions can have big payoffs, OSC TestLab finds

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]]> Regulators to hold greenwashing hackathon https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/regulators-to-hold-greenwashing-hackathon/ Tue, 11 Apr 2023 19:20:05 +0000 https://www.investmentexecutive.com/?p=463711 The event will seek solutions to greenwashing risks for regulators and industry

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