Regulatory burden – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Mon, 10 Feb 2025 20:16:01 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Regulatory burden – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 Rising regulatory burden weighs on growth: StatCan https://uat-phoenix.investmentexecutive.com/news/research-and-markets/rising-regulatory-burden-weighs-on-growth-statcan/ Mon, 10 Feb 2025 20:16:01 +0000 https://www.investmentexecutive.com/?p=502144 Accumulating rules reduce output, hit larger firms harder

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]]> FDIC joins U.S. pro-crypto shift https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/fdic-joins-u-s-pro-crypto-shift/ Wed, 05 Feb 2025 18:48:51 +0000 https://www.investmentexecutive.com/?p=501828 Agency releases documents showing past resistance to banks' crypto efforts

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]]> FCA aims to ease retail access to bond markets https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/fca-aims-to-ease-retail-access-to-bond-markets/ Fri, 31 Jan 2025 19:36:03 +0000 https://www.investmentexecutive.com/?p=501486 Reforms designed to encourage smaller deals, retail participation

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]]> New CIRO fee model gets OSC approval https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/new-ciro-fee-model-gets-osc-approval/ Thu, 30 Jan 2025 20:38:35 +0000 https://www.investmentexecutive.com/?p=501348 After consultation, SRO cuts proposed new dealer application fees

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]]> SEC launches crypto task force https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/sec-launches-crypto-task-force/ Tue, 21 Jan 2025 21:05:38 +0000 https://www.investmentexecutive.com/?p=500668 Hester Peirce to lead agency's effort to bring more certainty to crypto sector

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]]> CIRO floats short-selling reforms https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/ciro-floats-short-selling-reforms/ Thu, 09 Jan 2025 20:10:24 +0000 https://www.investmentexecutive.com/?p=499895 SRO proposes mandatory close-out requirements that aim to prevent failed trades, align with U.S. regime

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]]> IIAC calls for issuer bid reforms https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/iiac-calls-for-issuer-bid-reforms/ Tue, 07 Jan 2025 20:04:28 +0000 https://www.investmentexecutive.com/?p=499675 Group seeks harmonized requirements to facilitate buybacks

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]]> CIRO to match SEC on trading increments https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/ciro-to-match-sec-on-trading-increments/ Thu, 12 Dec 2024 19:28:10 +0000 https://www.investmentexecutive.com/?p=498461 Proposed reforms would harmonize requirements for inter-listed securities

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]]> Regulators rule out discretionary AI trading, for now https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/regulators-rule-out-discretionary-ai-trading-for-now/ Thu, 05 Dec 2024 21:47:19 +0000 https://www.investmentexecutive.com/?p=498037 CSA issues new guidance, consults on possible future reforms to address AI advances

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]]> Ex-SEC commissioner tapped to lead agency https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/ex-sec-commissioner-tapped-to-lead-agency/ Wed, 04 Dec 2024 20:59:45 +0000 https://www.investmentexecutive.com/?p=497920 Trump nominates crypto advocate as next head of the SEC

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