Regulatory fees – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Thu, 30 Jan 2025 20:38:35 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Regulatory fees – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 New CIRO fee model gets OSC approval https://uat-phoenix.investmentexecutive.com/news/new-ciro-fee-model-gets-osc-approval/ Thu, 30 Jan 2025 20:38:35 +0000 https://www.investmentexecutive.com/?p=501348 CSA set to hike SEDAR, NRD fees https://uat-phoenix.investmentexecutive.com/news/csa-set-to-hike-sedar-nrd-fees/ Thu, 21 Nov 2024 19:34:59 +0000 https://www.investmentexecutive.com/?p=497161 FINRA poised to hike brokers’ fees https://uat-phoenix.investmentexecutive.com/news/finra-poised-to-hike-brokers-fees/ Tue, 12 Nov 2024 20:46:54 +0000 https://www.investmentexecutive.com/?p=496555 Venture markets reporting mixed success https://uat-phoenix.investmentexecutive.com/news/venture-markets-reporting-mixed-success/ Tue, 24 Sep 2024 17:55:34 +0000 https://www.investmentexecutive.com/?p=493339 CIRO sees swing to deficit in fiscal 2025 https://uat-phoenix.investmentexecutive.com/news/ciro-sees-swing-to-deficit-in-fiscal-2025/ Thu, 19 Sep 2024 13:00:35 +0000 https://www.investmentexecutive.com/?p=493050 Dealers question lack of cost savings under CIRO’s proposed fee model https://uat-phoenix.investmentexecutive.com/news/dealers-question-lack-of-cost-savings-under-ciros-proposed-fee-model/ Thu, 04 Jul 2024 19:06:29 +0000 https://www.investmentexecutive.com/?p=488805 Advisor incorporation among CIRO’s priorities for 2025 https://uat-phoenix.investmentexecutive.com/news/advisor-incorporation-among-ciros-priorities-for-2025/ Wed, 26 Jun 2024 20:56:59 +0000 https://www.investmentexecutive.com/?p=488467 Binance Holdings appeals $6M Fintrac fine https://uat-phoenix.investmentexecutive.com/news/binance-holdings-appeals-6m-fintrac-fine/ Wed, 19 Jun 2024 19:12:10 +0000 https://www.investmentexecutive.com/?p=488076 CIRO proposes new fee model https://uat-phoenix.investmentexecutive.com/news/ciro-proposes-new-fee-model/ Thu, 25 Apr 2024 21:18:35 +0000 https://www.investmentexecutive.com/?p=484777 OSC hikes fees for crypto firms https://uat-phoenix.investmentexecutive.com/news/osc-hikes-fees-for-crypto-firms/ Fri, 19 Apr 2024 16:17:50 +0000 https://www.investmentexecutive.com/?p=484368