Regulatory reform – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Wed, 05 Feb 2025 18:58:34 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Regulatory reform – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 Basel Committee revises credit risk principles https://uat-phoenix.investmentexecutive.com/news/basel-committee-revises-credit-risk-principles/ Wed, 05 Feb 2025 18:58:34 +0000 https://www.investmentexecutive.com/?p=501834 FDIC joins U.S. pro-crypto shift https://uat-phoenix.investmentexecutive.com/news/fdic-joins-u-s-pro-crypto-shift/ Wed, 05 Feb 2025 18:48:51 +0000 https://www.investmentexecutive.com/?p=501828 ESMA issues crypto guidance https://uat-phoenix.investmentexecutive.com/news/esma-issues-crypto-guidance/ Fri, 31 Jan 2025 19:41:50 +0000 https://www.investmentexecutive.com/?p=501489 FCA aims to ease retail access to bond markets https://uat-phoenix.investmentexecutive.com/news/fca-aims-to-ease-retail-access-to-bond-markets/ Fri, 31 Jan 2025 19:36:03 +0000 https://www.investmentexecutive.com/?p=501486 New CIRO fee model gets OSC approval https://uat-phoenix.investmentexecutive.com/news/new-ciro-fee-model-gets-osc-approval/ Thu, 30 Jan 2025 20:38:35 +0000 https://www.investmentexecutive.com/?p=501348 U.S. securities class actions rose in 2024 https://uat-phoenix.investmentexecutive.com/news/u-s-securities-class-actions-rose-in-2024/ Wed, 29 Jan 2025 18:50:42 +0000 https://www.investmentexecutive.com/?p=501236 CFTC pledges enhanced public consultation https://uat-phoenix.investmentexecutive.com/news/cftc-pledges-enhanced-public-consultation/ Mon, 27 Jan 2025 20:22:13 +0000 https://www.investmentexecutive.com/?p=501044 CSA to match SEC on trading fee caps https://uat-phoenix.investmentexecutive.com/news/csa-to-match-sec-on-trading-fee-caps/ Thu, 23 Jan 2025 18:55:14 +0000 https://www.investmentexecutive.com/?p=500845 Europe launches T+1 committees https://uat-phoenix.investmentexecutive.com/news/europe-launches-t1-committees/ Wed, 22 Jan 2025 20:08:43 +0000 https://www.investmentexecutive.com/?p=500759 G20 reforms working, but risks remain: FSB https://uat-phoenix.investmentexecutive.com/news/g20-reforms-working-but-risks-remain-fsb/ Wed, 22 Jan 2025 19:46:46 +0000 https://www.investmentexecutive.com/?p=500738