Sales incentives – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Wed, 22 Jan 2025 19:46:46 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Sales incentives – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 G20 reforms working, but risks remain: FSB https://uat-phoenix.investmentexecutive.com/news/g20-reforms-working-but-risks-remain-fsb/ Wed, 22 Jan 2025 19:46:46 +0000 https://www.investmentexecutive.com/?p=500738 OSC, CIRO to review banks’ sales practices https://uat-phoenix.investmentexecutive.com/news/osc-ciro-to-review-banks-sales-practices/ Tue, 26 Nov 2024 22:45:23 +0000 https://www.investmentexecutive.com/?p=497479 SEC targets brokers’ best interests compliance https://uat-phoenix.investmentexecutive.com/news/sec-targets-brokers-best-interests-compliance/ Tue, 22 Oct 2024 00:21:53 +0000 https://www.investmentexecutive.com/?p=495215 FCA to examine fairness in insurance sales https://uat-phoenix.investmentexecutive.com/news/fca-to-examine-fairness-in-insurance-sales/ Wed, 28 Aug 2024 17:49:01 +0000 https://www.investmentexecutive.com/?p=491774 Much work to be done, CSA year in review shows https://uat-phoenix.investmentexecutive.com/news/much-work-to-be-done-csa-year-in-review-shows/ Tue, 23 Jul 2024 11:00:04 +0000 https://www.investmentexecutive.com/?p=489713 U.S. regulators revive incentive pay proposals https://uat-phoenix.investmentexecutive.com/news/u-s-regulators-revive-incentive-pay-proposals/ Mon, 06 May 2024 19:04:35 +0000 https://www.investmentexecutive.com/?p=485296 BCSC sanctions sales-rule violations https://uat-phoenix.investmentexecutive.com/news/bcsc-sanctions-sales-rule-violations/ Fri, 25 Aug 2023 20:53:20 +0000 https://www.investmentexecutive.com/?p=470711 Insurance regulators release guidance targeting unfair incentives https://uat-phoenix.investmentexecutive.com/news/insurance-regulators-release-guidance-targeting-unfair-incentives/ Wed, 30 Nov 2022 21:04:36 +0000 https://www.investmentexecutive.com/?p=456694 MFDA, BCSC settle sales practices case with $600K in penalties https://uat-phoenix.investmentexecutive.com/news/mfda-bcsc-settle-sales-practices-case-with-600k-in-penalties/ Mon, 13 Dec 2021 19:51:12 +0000 https://www.investmentexecutive.com/?p=435821 Quadrus settles with MFDA over lapses in sales practices https://uat-phoenix.investmentexecutive.com/news/quadrus-settles-with-mfda-over-lapses-in-sales-practices/ Wed, 24 Nov 2021 21:53:35 +0000 https://www.investmentexecutive.com/?p=434568