Sales practices – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Fri, 31 Jan 2025 21:06:13 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Sales practices – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 CFR compliance sweep report on tap https://uat-phoenix.investmentexecutive.com/news/cfr-compliance-sweep-report-on-tap/ Fri, 31 Jan 2025 21:06:13 +0000 https://www.investmentexecutive.com/?p=501492 CSA seeks sales practices reforms https://uat-phoenix.investmentexecutive.com/news/csa-seeks-sales-practices-reforms/ Fri, 29 Nov 2024 15:08:45 +0000 https://www.investmentexecutive.com/?p=497634 OSC, CIRO to review banks’ sales practices https://uat-phoenix.investmentexecutive.com/news/osc-ciro-to-review-banks-sales-practices/ Tue, 26 Nov 2024 22:45:23 +0000 https://www.investmentexecutive.com/?p=497479 SEC targets brokers’ best interests compliance https://uat-phoenix.investmentexecutive.com/news/sec-targets-brokers-best-interests-compliance/ Tue, 22 Oct 2024 00:21:53 +0000 https://www.investmentexecutive.com/?p=495215 FCA to examine fairness in insurance sales https://uat-phoenix.investmentexecutive.com/news/fca-to-examine-fairness-in-insurance-sales/ Wed, 28 Aug 2024 17:49:01 +0000 https://www.investmentexecutive.com/?p=491774 Much work to be done, CSA year in review shows https://uat-phoenix.investmentexecutive.com/news/much-work-to-be-done-csa-year-in-review-shows/ Tue, 23 Jul 2024 11:00:04 +0000 https://www.investmentexecutive.com/?p=489713 Two sides of the insurance sales debate https://uat-phoenix.investmentexecutive.com/newspaper_/two-sides-of-the-insurance-sales-debate/ Mon, 13 May 2024 04:05:00 +0000 https://www.investmentexecutive.com/?p=485257 FCA escalates greenwashing fight https://uat-phoenix.investmentexecutive.com/news/fca-escalates-greenwashing-fight/ Tue, 23 Apr 2024 16:54:40 +0000 https://www.investmentexecutive.com/?p=484586 CSA expands ESG guidance for investment funds https://uat-phoenix.investmentexecutive.com/news/csa-expands-esg-guidance-for-investment-funds/ Thu, 07 Mar 2024 17:43:46 +0000 https://www.investmentexecutive.com/?p=481783 TD settles sales practices class action https://uat-phoenix.investmentexecutive.com/news/td-settles-sales-practices-class-action/ Tue, 13 Feb 2024 20:47:25 +0000 https://www.investmentexecutive.com/?p=480464