Securities regulations – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Sun, 09 Feb 2025 18:48:34 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Securities regulations – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 OSC agenda consultation is underway, and it’s packed https://uat-phoenix.investmentexecutive.com/newspaper_/osc-agenda-consultation-is-underway-and-its-packed/ Fri, 07 Feb 2025 20:20:00 +0000 https://www.investmentexecutive.com/?p=501705 G20 reforms working, but risks remain: FSB https://uat-phoenix.investmentexecutive.com/news/g20-reforms-working-but-risks-remain-fsb/ Wed, 22 Jan 2025 19:46:46 +0000 https://www.investmentexecutive.com/?p=500738 ASC issues permanent ban on man who promoted fake legal services startup https://uat-phoenix.investmentexecutive.com/news/asc-issues-permanent-ban-on-man-who-promoted-fake-legal-services-startup/ Fri, 13 Dec 2024 20:52:26 +0000 https://www.investmentexecutive.com/?p=498538 Industry moves this week https://uat-phoenix.investmentexecutive.com/news/industry-moves-this-week-75/ Thu, 17 Oct 2024 16:40:46 +0000 https://www.investmentexecutive.com/?p=494926 OSC names former auditor general as head of enforcement https://uat-phoenix.investmentexecutive.com/news/osc-names-former-auditor-general-as-head-of-enforcement/ Tue, 08 Oct 2024 16:52:42 +0000 https://www.investmentexecutive.com/?p=494085 Man gets jail time for stealing nearly US$1M from investors https://uat-phoenix.investmentexecutive.com/news/man-gets-jail-time-for-allegedly-stealing-nearly-us1m-from-investors/ Wed, 21 Aug 2024 20:33:27 +0000 https://www.investmentexecutive.com/?p=491511 Billionaire charged for using company to secure personal loans worth billions https://uat-phoenix.investmentexecutive.com/news/billionaire-charged-for-using-company-to-secure-personal-loans-worth-billions/ Mon, 19 Aug 2024 16:53:00 +0000 https://www.investmentexecutive.com/?p=491342 Much work to be done, CSA year in review shows https://uat-phoenix.investmentexecutive.com/news/much-work-to-be-done-csa-year-in-review-shows/ Tue, 23 Jul 2024 11:00:04 +0000 https://www.investmentexecutive.com/?p=489713 CSA to complete ETF review this fall https://uat-phoenix.investmentexecutive.com/news/csa-to-complete-etf-review-this-fall/ Thu, 04 Jul 2024 15:00:41 +0000 https://www.investmentexecutive.com/?p=488767 Binance Holdings appeals $6M Fintrac fine https://uat-phoenix.investmentexecutive.com/news/binance-holdings-appeals-6m-fintrac-fine/ Wed, 19 Jun 2024 19:12:10 +0000 https://www.investmentexecutive.com/?p=488076