Self-regulatory organizations – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Thu, 30 Jan 2025 20:38:35 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Self-regulatory organizations – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 New CIRO fee model gets OSC approval https://uat-phoenix.investmentexecutive.com/news/new-ciro-fee-model-gets-osc-approval/ Thu, 30 Jan 2025 20:38:35 +0000 https://www.investmentexecutive.com/?p=501348 CIRO panel revokes third-party order https://uat-phoenix.investmentexecutive.com/news/ciro-panel-revokes-third-party-order/ Mon, 13 Jan 2025 22:14:03 +0000 https://www.investmentexecutive.com/?p=500120 CIRO seeks feedback on proposed CE harmonization https://uat-phoenix.investmentexecutive.com/news/ciro-seeks-feedback-on-proposed-ce-harmonization/ Thu, 19 Dec 2024 20:37:11 +0000 https://www.investmentexecutive.com/?p=498951 CIRO to match SEC on trading increments https://uat-phoenix.investmentexecutive.com/news/ciro-to-match-sec-on-trading-increments/ Thu, 12 Dec 2024 19:28:10 +0000 https://www.investmentexecutive.com/?p=498461 FINTRAC aiming to provide crucial info in real time https://uat-phoenix.investmentexecutive.com/news/fintrac-aiming-to-provide-crucial-info-in-real-time/ Wed, 27 Nov 2024 19:44:48 +0000 https://www.investmentexecutive.com/?p=497573 CIRO poised to take over dealer registration https://uat-phoenix.investmentexecutive.com/news/ciro-poised-to-take-over-dealer-registration/ Wed, 20 Nov 2024 18:37:45 +0000 https://www.investmentexecutive.com/?p=497037 FINRA poised to hike brokers’ fees https://uat-phoenix.investmentexecutive.com/news/finra-poised-to-hike-brokers-fees/ Tue, 12 Nov 2024 20:46:54 +0000 https://www.investmentexecutive.com/?p=496555 CIRO taps Fitch Learning for new proficiency model https://uat-phoenix.investmentexecutive.com/news/ciro-taps-fitch-learning-for-new-proficiency-model/ Fri, 08 Nov 2024 14:00:36 +0000 https://www.investmentexecutive.com/?p=496316 CIRO proposes overhaul of arbitration program https://uat-phoenix.investmentexecutive.com/news/ciro-proposes-overhaul-of-arbitration-program/ Thu, 31 Oct 2024 19:11:45 +0000 https://www.investmentexecutive.com/?p=495842 FINRA tightens rules around client lending https://uat-phoenix.investmentexecutive.com/news/finra-tightens-rules-around-client-lending/ Wed, 23 Oct 2024 19:54:26 +0000 https://www.investmentexecutive.com/?p=495351