Short selling – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Tue, 14 Jan 2025 19:23:36 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Short selling – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 SEC sanctions Robinhood violations https://uat-phoenix.investmentexecutive.com/news/sec-sanctions-robinhood-violations/ Tue, 14 Jan 2025 18:24:16 +0000 https://www.investmentexecutive.com/?p=500178 CIRO floats short-selling reforms https://uat-phoenix.investmentexecutive.com/news/ciro-floats-short-selling-reforms/ Thu, 09 Jan 2025 20:10:24 +0000 https://www.investmentexecutive.com/?p=499895 Trader sanctioned for improper disclosure https://uat-phoenix.investmentexecutive.com/news/trader-sanctioned-for-improper-disclosure/ Tue, 26 Nov 2024 18:12:35 +0000 https://www.investmentexecutive.com/?p=497431 Case against Cormark was regulatory overreach: Tribunal https://uat-phoenix.investmentexecutive.com/news/case-against-cormark-was-regulatory-overreach-tribunal/ Thu, 07 Nov 2024 19:36:46 +0000 https://www.investmentexecutive.com/?p=496258 Ontario promises MGA licensing https://uat-phoenix.investmentexecutive.com/news/ontario-promises-mga-licensing/ Wed, 30 Oct 2024 21:28:26 +0000 https://www.investmentexecutive.com/?p=495771 CIRO fines Stifel Nicolaus $475K for failing to protect confidential info https://uat-phoenix.investmentexecutive.com/news/ciro-fines-stifel-nicolaus-475k-for-failing-to-protect-confidential-info/ Fri, 23 Aug 2024 18:06:40 +0000 https://www.investmentexecutive.com/?p=491596 Activist short seller charged with securities fraud https://uat-phoenix.investmentexecutive.com/news/activist-short-seller-charged-with-securities-fraud/ Fri, 26 Jul 2024 17:45:04 +0000 https://www.investmentexecutive.com/?p=490063 Much work to be done, CSA year in review shows https://uat-phoenix.investmentexecutive.com/news/much-work-to-be-done-csa-year-in-review-shows/ Tue, 23 Jul 2024 11:00:04 +0000 https://www.investmentexecutive.com/?p=489713 SEC alleges CEO engineered short squeeze https://uat-phoenix.investmentexecutive.com/news/sec-alleges-ceo-engineered-short-squeeze/ Tue, 25 Jun 2024 19:04:07 +0000 https://www.investmentexecutive.com/?p=488396 Advisers didn’t disclose work with short-sellers: SEC https://uat-phoenix.investmentexecutive.com/news/advisers-didnt-disclose-work-with-short-sellers-sec/ Fri, 14 Jun 2024 17:53:52 +0000 https://www.investmentexecutive.com/?p=487784