https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Mon, 10 Feb 2025 21:13:41 +0000 en-US hourly 1 https://wordpress.org/?v=6.1.1 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png https://uat-phoenix.investmentexecutive.com 32 32 https://uat-phoenix.investmentexecutive.com/news/sec-hacker-pleads-guilty/ Mon, 10 Feb 2025 20:10:08 +0000 https://www.investmentexecutive.com/?p=502097 https://uat-phoenix.investmentexecutive.com/newspaper_/how-advisors-can-stand-out-in-a-crowd-online/ Fri, 07 Feb 2025 20:06:00 +0000 https://www.investmentexecutive.com/?p=501704 https://uat-phoenix.investmentexecutive.com/news/cfr-compliance-sweep-report-on-tap/ Fri, 31 Jan 2025 21:06:13 +0000 https://www.investmentexecutive.com/?p=501492 https://uat-phoenix.investmentexecutive.com/news/bcsc-steps-up-fight-against-misleading-investors/ Fri, 13 Dec 2024 20:04:53 +0000 https://www.investmentexecutive.com/?p=498510 https://uat-phoenix.investmentexecutive.com/news/nigerian-scammers-impersonating-legit-advisors-sec/ Wed, 11 Dec 2024 21:36:39 +0000 https://www.investmentexecutive.com/?p=498396 https://uat-phoenix.investmentexecutive.com/news/tribunal-sanctions-nova-tech-crypto-scheme/ Thu, 05 Dec 2024 19:21:22 +0000 https://www.investmentexecutive.com/?p=497993 https://uat-phoenix.investmentexecutive.com/news/sec-reports-record-financial-remedies/ Fri, 22 Nov 2024 22:46:58 +0000 https://www.investmentexecutive.com/?p=497326 https://uat-phoenix.investmentexecutive.com/news/iosco-embarks-on-retail-investor-protection-roadmap/ Tue, 19 Nov 2024 22:31:22 +0000 https://www.investmentexecutive.com/?p=497016 https://uat-phoenix.investmentexecutive.com/news/tribunal-rejects-tougher-sanctions-in-crypto-case/ Mon, 04 Nov 2024 20:32:17 +0000 https://www.investmentexecutive.com/?p=495977 https://uat-phoenix.investmentexecutive.com/news/finra-reviews-day-trading-rules/ Wed, 30 Oct 2024 17:48:40 +0000 https://www.investmentexecutive.com/?p=495715