Technology – Investment Executive https://uat-phoenix.investmentexecutive.com Canada's news source for financial professionals Mon, 10 Feb 2025 20:26:13 +0000 en-US hourly 1 https://wordpress.org/?v=5.9.3 https://uat-phoenix.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Technology – Investment Executive https://uat-phoenix.investmentexecutive.com 32 32 Global IPOs weak despite strong markets, trading https://uat-phoenix.investmentexecutive.com/news/research-and-markets/global-ipos-weak-despite-strong-markets-trading/ Mon, 10 Feb 2025 20:26:13 +0000 https://www.investmentexecutive.com/?p=502150 WFE calls for policymakers to support public markets

The post Global IPOs weak despite strong markets, trading appeared first on Investment Executive.

]]> As iA moved early on AI, ‘everybody was at the table’ https://uat-phoenix.investmentexecutive.com/newspaper_/news-newspaper/as-ia-moved-early-on-ai-everybody-was-at-the-table/ Fri, 07 Feb 2025 20:19:00 +0000 https://www.investmentexecutive.com/?p=501702 CTO Simon Roy says the technology will enable a more personal client experience

The post As iA moved early on AI, ‘everybody was at the table’ appeared first on Investment Executive.

]]> How advisors can stand out in a crowd online https://uat-phoenix.investmentexecutive.com/newspaper_/building-your-business-newspaper/how-advisors-can-stand-out-in-a-crowd-online/ Fri, 07 Feb 2025 20:06:00 +0000 https://www.investmentexecutive.com/?p=501704 Be honest, transparent, consistent, advisors say

The post How advisors can stand out in a crowd online appeared first on Investment Executive.

]]> Stacking up https://uat-phoenix.investmentexecutive.com/newspaper_/news-newspaper/stacking-up/ Fri, 07 Feb 2025 20:03:00 +0000 https://www.investmentexecutive.com/?p=501691 Firms spend millions on back-office technology, but not all advisors are buying in

The post Stacking up appeared first on Investment Executive.

]]> Quant trader accused of stealing code https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/quant-trader-accused-of-stealing-code/ Thu, 09 Jan 2025 14:42:30 +0000 https://www.investmentexecutive.com/?p=499817 U.S. authorities allege trade secrets stolen to help start rival firm

The post Quant trader accused of stealing code appeared first on Investment Executive.

]]> CPPIB spending $690M for minority stake in software firm Regnology https://uat-phoenix.investmentexecutive.com/news/industry-news/cppib-spending-690m-for-minority-stake-in-software-firm-regnology/ Fri, 20 Dec 2024 15:05:18 +0000 https://www.investmentexecutive.com/?p=499023 The firm makes software focused on regulatory reporting solutions for financial institutions

The post CPPIB spending $690M for minority stake in software firm Regnology appeared first on Investment Executive.

]]> In the advice industry, it’s all about technology https://uat-phoenix.investmentexecutive.com/inside-track_/susan-silma/in-the-advice-industry-its-all-about-technology/ Tue, 10 Dec 2024 21:00:01 +0000 https://www.investmentexecutive.com/?p=498281 Make the most of tech with these tips for advisors, firms and providers

The post In the advice industry, it’s all about technology appeared first on Investment Executive.

]]> Intergenerational wealth transfer can be captured with tech https://uat-phoenix.investmentexecutive.com/inside-track_/david-reeve/intergenerational-wealth-transfer-can-be-captured-with-tech/ Wed, 27 Nov 2024 21:00:26 +0000 https://www.investmentexecutive.com/?p=497282 Engage younger investors on their terms

The post Intergenerational wealth transfer can be captured with tech appeared first on Investment Executive.

]]> CSA set to hike SEDAR, NRD fees https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/csa-set-to-hike-sedar-nrd-fees/ Thu, 21 Nov 2024 19:34:59 +0000 https://www.investmentexecutive.com/?p=497161 Dramatic revenue increase needed to keep pace with systems costs: regulators

The post CSA set to hike SEDAR, NRD fees appeared first on Investment Executive.

]]> The perils of automating anti-money laundering controls https://uat-phoenix.investmentexecutive.com/news/from-the-regulators/the-perils-of-automating-anti-money-laundering-controls/ Tue, 12 Nov 2024 17:54:02 +0000 https://www.investmentexecutive.com/?p=496545 U.K.'s FCA fines bank over faulty automated transaction surveillance system

The post The perils of automating anti-money laundering controls appeared first on Investment Executive.

]]>