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Wide range of IIROC dealers seek relief

The SRO staff's authority to rule on exemption applications has been extended

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Fiscal snapshot poses more questions than answers

Federal deficit higher than expected, but the uncertain future is the bigger worry

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FINRA wants heads up on firms’ crypto activities

The SRO calls on dealers to disclose any involvement with digital assets

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Investors shifting to corporate credit

Investors take on more credit risk as government bond yields hit historic lows

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E-transfer frauds emerge

Recipients of fake e-transfers defrauded, police allege

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The case for self-regulation

Why SROs work well for investors and the industry

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Canadian debt issuance surges

RBC leads in debt underwriting, but equity league tables see shakeup


Fugitive fraudster sentenced after returning to Canada

A Toronto-area tax preparer fled the country after being charged in 2008

  • By: IE Staff
  • July 9, 2020 July 9, 2020
  • 11:00
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More work needed to meet LIBOR deadline

Report from FSB, Basel Committee sets out recommendations for speeding transition

CMHC reports annual pace of housing starts in Canada increased in June

Increase in multi-family projects offset a decline in single-detached homes

Advocis appoints two new board members

One of those appointed will also chair the IAFE board

  • By: IE Staff
  • July 9, 2020 July 9, 2020
  • 11:22
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Gold gets a lift as hedge with Canada’s deficit to surpass $340 billion

The precious metal hit another nine-year high

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Address change would be temporary until quarantine efforts are lifted

  • By: IE Staff
  • April 1, 2020 May 13, 2020
  • 10:21
OSC Dialogue 2017 to feature FCA, SEC executives

IE’s Calendar of Industry Events

Helping advisors find opportunities for accredited continuing education

  • By: IE Staff
  • October 23, 2019 June 18, 2020
  • 10:30
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The pandemic could affect when and how clients divorce

Lawyers explain the factors around choosing valuation dates for assets

Protecting yourself from claims when clients are stressed

Dissatisfied investors may confront advisors due to poor performance

To be continued

Advisory firms were forced to act quickly to deploy their business continuity plans and adapt to the challenges posed by Covid-19

Coach’s Forum: Make the transition to “transition coach”

Helping business-owner clients transfer their businesses can enable you to end your career on a high note