Dealer firms may be losing ground in their quest for financial advisors’ approval, according to this year’s Report Card
August 27, 2023
Dealer firms may be losing ground in their quest for financial advisors’ approval, according to this year’s Report Card
August 27, 2023How financial advisors rated their firms’ performance
Most of the firms assessed in the 2023 Report Card faced criticism for how they managed advisor feedback
The pandemic put many in-person learning programs on hold. Now is the time for firms to bolster their commitment to ongoing training
Firms need to address gaps in estate-planning support as cohort of elderly clients grows
Digital tools are important to advisors, but often fall short in performance
Advisors’ book sizes grow amid mounting economic challenges
Performance gains in 2022 for the client account statements category peeled back in the 2023 Dealers’ Report Card
Methodology for the Report Card for 2023
Advisors identify struggles such as back-office glitches and gaps in business support
The process of becoming dually registered could span several years, CIRO warns
This Report Card summarizes data from each of the Brokerage, Dealers' and Bank reports, looking at the trends across the financial advice industry
This year's research reveals how well the Big Six are meeting branch advisors' need for coaching, fair pay and effective tools
Advisor satisfaction across most of the 11 full-service and mutual fund dealers in the Report Card has held steady or improved compared with 2023
The Report Card, which has been published for more than 30 years, explores the concerns and needs of investment advisors in Canada as their firms…