At the midpoint of the three-year implementation of the second phase of the client relationship model (CRM2) project, some of the most challenging reforms are yet to come. Prepare your practice for regulatory change with CRM2 Guide 2015, a supplement to the October 2015 issue of Investment Executive.
October 27, 2015Get the most up to date information and guidance on implementing the Client Relationship Model (CRM2), including practical tips, key deadlines and managing the client relationship
Adrian Walrath, assistant director, Investment Industry Association of Canada (IIAC), says advisors must be prepared to explain discrepancies between the fee and charges reports and performance reports that clients receive under CRM2.
Advisors selling mutual funds must soon take clients through "Fund Facts"
Mutual fund rules are coming to exchange-traded funds
Data collection and transmission are key elements of CRM2. Map out your digital strategy
Preparation is still the best way to avoid hearing from obsi
The new cost and performance reports mark a fundamental shift
By yearend, firms must report market value, position cost and DSCs
At the midpoint of the three-year CRM2 project, the most challenging reforms are yet to come
Firms can use the new CRM2 requirements to connect more fully with their clients
First-mover advantage, how small players survive, liquid alts turn 5, and more
From cryptoassets to carbon offsets, Canadian ETFs keep adapting to investor demand
In this year's Insurance Guide, we deliver the goods on par policy dividends, insurance-tracking shares, how to buy a book of business — and so…
