Revised agreement between a rep and his former firm was valid: decision
Appeals by advisor, analyst in insider trading case dismissed
Court rules promissory note between rep and firm is enforceable
An Ontario tribunal handed down $5.1 million in penalties and other costs
Allegations involved trading ahead of a planned acquisition by Amaya Gaming
Eric Tremblay admitted he misled OSC staff investigating insider trading involving Amaya Gaming Group
Former Aston Hill fund manager agrees to testify as a witness for the OSC
Hearing into allegations of illegal insider tipping postponed until September
Several key changes to the terms of Aston Hill’s debentures will see Front Street partners compensated for additional dilution
The closed-end fund is too small to convert to an open-ended mutual fund