Trade group calls on provincial finance minister to review fund dealer oversight
Quebec regulator alleges man is using fake documents to dupe victims again
Regulators to prep industry for forthcoming conduct regime
IOSCO task force aims to have policy recommendations by end of 2023
Consultation on improving, harmonizing fund disclosure remains open until July 27
Under the AMF's Morisset, regulators adopted major investor protection reforms
Industry to scrap the Canadian dollar offered rate by mid-2024
The Canadian Securities Administrators say the new SRO's CEO will be named in the coming weeks
Proposed regime would apply to prospectuses and financials but not proxies
Two of the entities operated as an exchange without regulatory approval, while the third had quarterly report inaccuracies