CSA says next phase of consultation to come next year
Leverage strategy deployed on the down low resulted in hefty financial losses
Reforms would extend program to fund dealers, expand monetary limits, fund certain costs
OSC asked to review OM exemption, beneficial ownership registry being examined
Acts in furtherance of a trade violated securities rules
Firm was alerted to $1 million in missed grants by government review
Self-regulatory organization consults on proposed disgorgement distribution policy
Approval regime, proficiency are among areas covered in latest consultation
Scotia-backed firm will launch this month with 70% Indigenous ownership
Regulator details vision for retail funds that hold long-term assets