Self-regulatory organization aims to harmonize with CSA's revised requirements
CIRO settles with firm over failure to question suspicious trading activity
CIRO must get on with the enforcement proceeding, if that's what it intends to do
Block trade in interlisted stock was executed off-exchange without regulatory approval
Canadian regulators plan measures to track SEC's trading rule reforms
Integration costs to be paid by 2027, SRO projects
CIRO decides discretionary, discount accounts for fund dealers won't be pursued as part of rulebook consolidation project
Settlement hearing with Royal Mutual Funds scheduled for Oct. 15
Misconduct continued even when rep was under close supervision, CIRO says
Regulators call time on interim approach to onboarding crypto firms